FAO Wealth Inc

RIASEC RegisteredEst. 2025

Total AUM

$44.4M

Discretionary

$44.4M

100% of AUM

Avg account

$339K

Accounts

131

Employees

Advisory reps

Firm details

Headquarters: Trumbull, Connecticut
CRD number: 335746
Registered since: May 14, 2025
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM
Client types: HNWI52.02%
Individuals42.27%
Other5.44%
Charitable Organizations0.27%
Services: Portfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

FAO Wealth Inc. is a fee-based advisory firm focused on portfolio management for individuals and small businesses, with additional pension consulting capabilities. The firm serves both individual/family and institutional clients and charges clients on a percentage-of-AUM basis. Its investment approach centers on public mutual funds as the core implementation vehicle, while selectively allocating to third-party real estate managers for alternative exposure. FAO Wealth Inc. is newly formed and registered in 2025, maintains an industry affiliation with accountants, does not position itself as a capital allocator, and is not an active ESG investor.