ALPHA CAPITAL RESEARCH, LLC

RIASEC RegisteredEst. 2000
Total AUM
$42.9M
Discretionary
$0
0% of AUM
Avg account
$42.9M
Accounts
1
Employees
2
Advisory reps
2

Firm details

Headquarters
GLASTONBURY, Connecticut
CRD number
113330
Registered since
December 22, 2000
Fee structure
Fixed Fees
Client types
  • Corporations / Businesses100%
Services
Portfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Alpha Capital Research, LLC is a small, SEC-registered advisory firm that functions primarily as a capital allocator and manager-of-managers. The firm’s SEC registration dates to 2000 and it operates as a limited liability company under individual ownership. Its disclosed advisory activities focus on portfolio management for businesses or institutions and the selection of other advisers, which signals that Alpha Capital Research typically places client assets with external fund managers rather than running large in-house discretionary strategies. The firm charges fixed fees rather than a traditional AUM-based fee schedule, and it does not identify itself as an active ESG investor. Filings show the advisory mandate is non-discretionary, so Alpha Capital Research generally provides investment advice and manager selection while clients or custodians retain day-to-day trading authority.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Private Funds 60%, Public Funds/Mutual Funds 40%60%
  • Private Funds60%
  • Public Funds/Mutual Funds40%

Contacts

2 of 2
  • RICHARD REGO

    Managing PartnerCRD 2145140

  • JAMES MOONIER

    MemberCRD 1268795

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

GLASTONBURY, CT

HARTFORD

Location

GLASTONBURY, CT

Headquartered in GLASTONBURY, CT, anchoring the Hartford-East Hartford, CT metro in the Northeast.

Metro area
Hartford-East Hartford, CT
Region
Northeast
County
HARTFORD
Address
115 Quail Run
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth