ALPHA CAPITAL RESEARCH, LLC
Firm details
- Headquarters
- GLASTONBURY, Connecticut
- CRD number
- 113330
- Registered since
- December 22, 2000
- Fee structure
- Fixed Fees
- Client types
- Corporations / Businesses100%
- Services
- Portfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
Alpha Capital Research, LLC is a small, SEC-registered advisory firm that functions primarily as a capital allocator and manager-of-managers. The firm’s SEC registration dates to 2000 and it operates as a limited liability company under individual ownership. Its disclosed advisory activities focus on portfolio management for businesses or institutions and the selection of other advisers, which signals that Alpha Capital Research typically places client assets with external fund managers rather than running large in-house discretionary strategies. The firm charges fixed fees rather than a traditional AUM-based fee schedule, and it does not identify itself as an active ESG investor. Filings show the advisory mandate is non-discretionary, so Alpha Capital Research generally provides investment advice and manager selection while clients or custodians retain day-to-day trading authority.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Private Funds60%
- Public Funds/Mutual Funds40%
Contacts
2 of 2RICHARD REGO
Managing PartnerCRD 2145140
JAMES MOONIER
MemberCRD 1268795
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
GLASTONBURY, CT
HARTFORD
Location
GLASTONBURY, CT
Headquartered in GLASTONBURY, CT, anchoring the Hartford-East Hartford, CT metro in the Northeast.
- Metro area
- Hartford-East Hartford, CT
- Region
- Northeast
- County
- HARTFORD
- Address
- 115 Quail Run
- Time zone
- ET (UTC-5)
- Office locations
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