Expand Financial Group, LLC

RIASEC RegisteredEst. 2026

Total AUM

$113M

Discretionary

$97.2M

86% of AUM

Avg account

$152K

Accounts

745

Employees

Advisory reps

Firm details

Headquarters: ,
CRD number: 293160
Registered since: January 2, 2026
Website: expandfinancialgroup.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI61.71%
Individuals27.64%
Charitable Organizations10.38%
Corporations / Businesses0.27%
Services: Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Expand Financial Group, LLC is an independent registered investment adviser organized as an LLC and owned by an individual. The firm acts as a capital allocator for both individual/family and institutional clients and provides a mix of advisory services: financial planning, portfolio management for individuals and small businesses, and the selection of third‑party advisers. Its billing mixes percentage‑of‑AUM fees with hourly and fixed fees, and the firm also operates as an insurance broker, which aligns with its use of annuity products. The firm's snapshot flags it as not an active ESG investor.