Exchange Traded Concepts, LLC
Firm details
- Headquarters
- Oklahoma City, Oklahoma
- CRD number
- 151197
- Registered since
- August 18, 2009
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- Investment Companies100%
- Services
- Portfolio Management for Investment CompaniesSelection of Other Advisers
Firm profile
FINTRXOverview
Exchange Traded Concepts, LLC is an SEC-registered investment adviser organized as an LLC and operating since 2009. The firm serves institutional clients and identifies as a capital allocator that also functions as a commodity pool operator/commodity trading advisor (CPO/CTA). Its advisory scope includes portfolio management for investment companies and the selection of other advisers, and it charges a mix of percentage-of-AUM and fixed fees. The firm reports being an active ESG investor and is owned by a combination of a domestic entity and individuals.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 3
Dennis Lowenfels
Chief Compliance OfficerCRD 4030379
Randal Taylor
CFOCRD 7729296
James Stevens
Chief Executive OfficerCRD 4428134
Contacts
3 of 3Andrew Serowik
OfficerCRD 2749364
Richard Hogan
PresidentCRD 1224923
Richard Malinowski
General CounselCRD 6105310
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 224Active vs passive
$7.5B in ETFs
68%
$5.1B
8%
$2.4B
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) ETF (SPYM) | State Street | $598M | 6,808,698 | 8.00% |
Location
Oklahoma City, OK
Oklahoma
Location
Oklahoma City, OK
Headquartered in Oklahoma City, OK, anchoring the Oklahoma City-Shawnee, OK metro in the South.
- Metro area
- Oklahoma City-Shawnee, OK
- Region
- South
- County
- Oklahoma
- Address
- 10900 Hefner Pointe Dr
- Time zone
- CT (UTC-6)
- Office locations
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