WARWICK INVESTMENT GROUP, LLC

RIASEC RegisteredEst. 2015
Total AUM
$2.1B
Discretionary
$2.1B
100% of AUM
Avg account
$410M
Accounts
5
Employees
82
Advisory reps
2

Firm details

Headquarters
OKLAHOMA CITY, Oklahoma
CRD number
226670
Registered since
May 15, 2015
Fee structure
Percentage of AUM, Performance Based Fees, Other
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Warwick Investment Group, LLC operates as a private equity fund manager and sponsor focused on pooled investment vehicles for institutional clients. The firm is structured as a limited liability company and has been SEC-registered since 2015. Governance is concentrated — ownership is listed as individual — and the firm acts in multiple sponsor and GP capacities for the funds it advises. Its business model centers on portfolio management for pooled vehicles rather than retail wealth management or pension consulting. Investment activity is dominated by private equity strategies, with deliberate exposure to complementary alternative categories including hedge funds, real estate, commodities and oil & gas. Fee arrangements combine a percentage of assets under management with performance-based fees, consistent with a sponsor/GP role that aligns compensation with realized returns. Warwick is not identified as an active ESG investor and is not flagged as a multi-state adviser for regulatory purposes.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Cynthia-Elaine Schlanger

    Chief Compliance OfficerCRD 5767772

  • KATHERINE RICHARD

    Founder, CEO & CIOCRD 4834568

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

OKLAHOMA CITY, OK

OKLAHOMA

Location

OKLAHOMA CITY, OK

Headquartered in OKLAHOMA CITY, OK, anchoring the Oklahoma City-Shawnee, OK metro in the South.

Metro area
Oklahoma City-Shawnee, OK
Region
South
County
OKLAHOMA
Address
944 W Wilshire Blvd
Time zone
CT (UTC-6)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth