Exceptional Wealth & Family Office

RIASEC Registered

Total AUM

$292M

Discretionary

$292M

100% of AUM

Avg account

$554K

Accounts

527

Employees

Advisory reps

Firm details

Headquarters: Colorado Springs, Colorado
CRD number: 340444
Registered since: March 12, 2026
Website: www.exceptionalwealth.us
Custodians: CHARLES SCHWAB & CO., INC., NATIONAL FINANCIAL SERVICES LLC
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI43.17%
Corporations / Businesses37.82%
Individuals18.57%
Charitable Organizations0.43%
Services: Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Exceptional Wealth & Family Office is an independent registered investment adviser organized as an LLC. The firm is SEC-registered (2026) and describes its ownership as a mix of a domestic entity and an individual. Its client mix includes individuals and families as well as institutional relationships, and its compensation model combines percentage-of-AUM fees with fixed-fee arrangements. Advisory capabilities called out on the firm’s ADV include financial planning, portfolio management for individuals and small businesses, and pension consulting services. The firm reports that it is not an active ESG investor and it does not position itself as a capital allocator.