PLANWISER FINANCIAL

RIASEC RegisteredEst. 2024
Total AUM
$169M
Discretionary
$158M
93% of AUM
Avg account
$191K
Accounts
887
Employees
4
Advisory reps
2

Firm details

Headquarters
COLORADO SPRINGS, Colorado
CRD number
331675
Registered since
August 5, 2024
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI46.09%
  • Individuals43.39%
  • Pension & Profit Sharing Plans6.73%
  • Corporations / Businesses3.79%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Planwiser Financial is an independent registered investment adviser organized as a limited liability company and SEC-registered in 2024. The firm is owner-operated and serves both individual and family clients as well as institutional relationships. Its core advisory offerings center on financial planning and discretionary portfolio management for individuals and small businesses, and the firm also lists accounting among its business activities. Fee arrangements are flexible: Planwiser charges asset-based fees alongside hourly and fixed-fee engagements. The firm does not present itself as an ESG-focused investor and is not identified as a multi-state adviser or pension consultant.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 90%, Exchange Traded Equities 4%, Other 3%, Cash & Cash Equivalents 2%, Non-Exchange Traded Equities 1%90%
  • Public Funds/Mutual Funds90%
  • Exchange Traded Equities4%
  • Other3%
  • Cash & Cash Equivalents2%
  • Non-Exchange Traded Equities1%

Contacts

2 of 2
  • Joel Top

    Financial AdvisorCRD 4870706

  • James Mulzer

    Financial AdvisorCRD 6834460

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 63

Active vs passive

$182M in ETFs

Passive

82%

$149M

Active

17%

$32.9M

ETFProviderStyleCategoryValueShares% of portfolio
AVANTIS US EQUITY ETF (AVUS)AvantisActiveLarge Blend$15.1M127,5138.32%

Location

Primary office

COLORADO SPRINGS, CO

EL PASO

Location

COLORADO SPRINGS, CO

Headquartered in COLORADO SPRINGS, CO, in the West of the United States.

Region
West
County
EL PASO
Address
3710 Sinton Rd
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth