Excelsior
Firm details
- Headquarters
- Melville, New York
- CRD number
- 311850
- Registered since
- January 11, 2021
- Website
- excelsiorim.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI85.57%
- Individuals14.43%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Excelsior is an independent, SEC-registered registered investment adviser organized as a limited liability company and established in 2021. The firm serves individual and family clients and describes itself as a capital allocator that selects third-party managers in addition to providing financial planning and portfolio management for individuals and small businesses. Its advisory fees are charged via a mix of percentage-of-AUM, hourly, and fixed-fee arrangements. Excelsior does not identify as an active ESG investor and is not classified as a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds88%
- Exchange Traded Equities3%
- Non-Exchange Traded Equities3%
- Private Funds3%
- Cash & Cash Equivalents3%
Contacts
1 of 1
Carl Friedrich
Director, Investment SolutionsCRD 2588466
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 188Active vs passive
$322M in ETFs
86%
$276M
10%
$46.8M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| FIRST TRUST VALUE LINE DIVIDEND INDEX FUND (FVD) | First Trust | Passive | Large Value | $18.1M | 374,997 | 5.60% |
Location
Melville, NY
Suffolk
Location
Melville, NY
Headquartered in Melville, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- Suffolk
- Address
- 200 Broadhollow Rd
- Time zone
- ET (UTC-5)
- Office locations
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