EXCELSIOR
Firm details
- Headquarters
- MELVILLE, New York
- CRD number
- 311850
- Registered since
- January 11, 2021
- Website
- excelsiorim.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI85.57%
- Individuals14.43%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Excelsior operates as an independent, LLC-structured registered investment adviser that became SEC-registered in 2021. The firm is individually owned and serves primarily individual and family clients. It bills through a mix of asset-based fees, hourly charges and fixed fees and provides financial planning, portfolio management for individuals and small businesses, and the selection of third‑party advisers. Excelsior identifies itself as a capital allocator and is not described as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds88%
- Exchange Traded Equities3%
- Non-Exchange Traded Equities3%
- Private Funds3%
- Cash & Cash Equivalents3%
Contacts
1 of 1CARL FRIEDRICH
Director, Investment SolutionsCRD 2588466
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 100Active vs passive
$160M in ETFs
84%
$133M
11%
$26.4M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD TAX-MANAGED FUNDS (VEA) | Vanguard | Passive | Foreign Large Blend | $12.3M | 191,484 | 7.68% |
Location
MELVILLE, NY
SUFFOLK
Location
MELVILLE, NY
Headquartered in MELVILLE, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- SUFFOLK
- Address
- 200 Broadhollow Rd
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
MOUNTAIN CREEK CAPITAL, LLC
RIAMELVILLE, NY
FINANCIAL PLANNING ANALYSTS, LLC
RIAMELVILLE, NY
COORDINATED PLANNING GROUP, INC.
RIAMELVILLE, NY
YIELDS FOR YOU, LLC
RIAMELVILLE, NY
BIGGIN, INC.
RIAMELVILLE, NY
FOUR CORNERS FINANCIAL
RIAMELVILLE, NY