EVERETT HARRIS & CO

RIASEC RegisteredEst. 1940
Total AUM
$11.5B
Discretionary
$11.2B
97% of AUM
Avg account
$6.4M
Accounts
1,794
Employees
18
Advisory reps
10

Firm details

Headquarters
Los Angeles, California
CRD number
106830
Registered since
November 1, 1940
Custodians
BANK OF AMERICA, CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • Individuals98.56%
  • Charitable Organizations1.44%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Everett Harris & Co is a privately held corporate RIA that has been registered with the SEC since 1940. The firm serves both high-net-worth individuals and institutional clients, and its advisory work centers on portfolio management for individuals, small businesses and other business or institutional clients. Everett Harris charges either a percentage of assets under management or fixed fees, and it does not identify as an active ESG investor or pension consultant. The firm appeared on CNBC’s Top 100 Financial Advisory Firms list in 2019, 2020 and 2021.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 75%, US Government Bonds 13%, Investment Grade Corp Bonds 6%, Cash & Cash Equivalents 3%, Other 2%, State & Local Bonds 1%, Public Funds/Mutual Funds 1%75%
  • Exchange Traded Equities75%
  • US Government Bonds13%
  • Investment Grade Corp Bonds6%
  • Cash & Cash Equivalents3%
  • Other2%

Owners & executives

2 of 2
  • JAMES WARD

    Chief Investment OfficerCRD 4332957

  • OLIVER CRARY

    Chairman & CEOCRD 4332965

Contacts

3 of 8
  • DAVID CLARK

    PresidentCRD 1122916

  • Monica Baier

    Director of ResearchCRD 7260419

  • ELIZABETH MARGALIS

    Assistant Portfolio ManagerCRD 5235805

Unlock 5 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 62

Active vs passive

$322M in ETFs

Passive

96%

$307M

Active

3%

$14.5M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD HEALTH CARE INDEX FUND (VHT)VanguardPassiveHealth$198M726,20561.49%

Location

Primary office

Los Angeles, CA

LOS ANGELES

Location

Los Angeles, CA

Headquartered in Los Angeles, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
LOS ANGELES
Address
801 S Figueroa St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth