Ethos Private Wealth
Firm details
- Headquarters
- ,
- CRD number
- 166465
- Registered since
- February 12, 2013
- Website
- www.ethosprivatewealth.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI72.58%
- Individuals21.16%
- Charitable Organizations6.26%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
Ethos Private Wealth is an independent registered investment adviser that manages concentrated, equity-oriented portfolios for individual, family and institutional clients. The firm acts as a capital allocator and provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions and selection of other advisers, indicating a mix of discretionary portfolio oversight and consultant-style services. Its fee structure includes percentage-of-AUM fees as well as hourly and fixed-fee arrangements, which supports both ongoing asset management relationships and one-off or project-based engagements. Filings show a clear tilt toward equities as the preferred asset class, with a material portion of client capital deployed in non-exchange-traded equity positions. Ethos Private Wealth custodians client assets primarily at Charles Schwab & Co., Inc., and the firm reports managing most assets on a discretionary basis. The combination of SMA usage, third-party manager selection authority and private-placement allocations suggests Ethos blends direct equity ownership with outsourced alternative strategies when appropriate.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Non-Exchange Traded Equities31%
- Exchange Traded Equities25%
- Cash & Cash Equivalents19%
- Investment Grade Corp Bonds13%
- Public Funds/Mutual Funds8%
Contacts
3 of 3
Xiuming Jin
Vice PresidentCRD 6089403

Clinton Kilgore
Managing PartnerCRD 6092792

Matthew Lapides
FounderCRD 3137390
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations
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