Ethos Financial Group, LLC

RIASEC RegisteredEst. 2022

Total AUM

$2.1B

Discretionary

$1.9B

89% of AUM

Avg account

$452K

Accounts

4,747

Employees

Advisory reps

Firm details

Headquarters: King Of Prussia, Pennsylvania
CRD number: 321748
Registered since: June 2, 2022
Website: www.ethosfg.com
Custodians: CHARLES SCHWAB & CO., INC., CITIGROUP GLOBAL MARKETS INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Performance Based Fees
Client types: HNWI60.5%
Corporations / Businesses19.88%
Individuals16.74%
Charitable Organizations1.64%
Other Investment Advisers1.23%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Ethos Financial Group, LLC is an independent registered investment adviser and capital allocator that works with individuals, families and institutional clients. The firm registered with the SEC in 2022 and operates as an LLC with both domestic-entity and individual ownership elements. Its advisory capabilities include financial planning, discretionary and non-discretionary portfolio management for individuals, small businesses and institutions, pension-consulting work, and the selection of other advisers. Ethos also conducts broker-dealer registered representative activities and insurance brokerage, which aligns with its use of annuities and other insurance products. The firm offers a range of fee arrangements — percentage of AUM, hourly and fixed fees, and performance-based fees — and reports that it is not an active ESG investor. Ethos’s business affiliations extend into legal and insurance relationships and it lists roles as sponsor, general partner or managing member of pooled investment vehicles, indicating involvement in structuring or operating private investment vehicles alongside third-party managers.