ETHOS FINANCIAL GROUP, LLC

RIASEC RegisteredEst. 2022

Total AUM

$2.1B

Discretionary

$1.9B

89% of AUM

Avg account

$452K

Accounts

4,747

Employees

Advisory reps

Firm details

Headquarters: KING OF PRUSSIA, Pennsylvania
CRD number: 321748
Registered since: June 2, 2022
Website: www.ethosfg.com
Custodians: CHARLES SCHWAB & CO., INC., CITIGROUP GLOBAL MARKETS INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Performance Based Fees
Client types: HNWI60.5%
Corporations / Businesses19.88%
Individuals16.74%
Charitable Organizations1.64%
Other Investment Advisers1.23%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Ethos Financial Group, LLC is an independent SEC-registered investment adviser (registered in 2022) that serves both individual/family and institutional clients. The firm operates as a capital allocator and combines advisory services with broker‑dealer and insurance-broker activities. Its advisory menu includes financial planning, portfolio management for individuals and small businesses as well as for institutional clients, pension consulting, and the selection of other advisers. Fee arrangements are varied — percentage of AUM, hourly and fixed fees, and performance‑based fees are all part of their pricing mix. Ethos is not flagged as an active ESG investor. Industry affiliations suggest the firm works closely with legal and insurance firms and has experience sponsoring investment vehicles: it is listed as a sponsor of limited partnerships (excluding pooled vehicles) and as a sponsor/GP/managing member of pooled investment vehicles. That combination points to capability both to allocate to third‑party managers and to originate or manage pooled structures.