CERTIOR FINANCIAL GROUP, LLC
Firm details
- Headquarters
- KING OF PRUSSIA, Pennsylvania
- CRD number
- 285502
- Registered since
- October 17, 2016
- Website
- www.certiorfinancial.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees, Commissions
- Client types
- HNWI76.55%
- Individuals22.71%
- Pension & Profit Sharing Plans0.7%
- Corporations / Businesses0.04%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Certior Financial Group, LLC is an independent registered investment adviser organized as an LLC and SEC-registered since 2016. The firm serves both individual/family and institutional clients and describes itself as a capital allocator that blends advisory services with insurance and other financial-product distribution. Its advisory menu includes financial planning, portfolio management for individuals and small businesses, selection of other advisers, and pension-consulting services; its business activities also list insurance brokerage and other financial-product sales. Fee arrangements include percentage-of-AUM billing, fixed fees and commission-based compensation. Certior does not identify as an active ESG investor and is not presented as a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds75%
- Exchange Traded Equities12%
- Cash & Cash Equivalents11%
- Private Funds2%
Contacts
3 of 8ELIZABETH SHAMIR
Financial AdvisorCRD 1557600
GARY GALLAGHER
Financial AdvisorCRD 5745751
AVI KANTOR
Financial AdvisorCRD 2203133
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 73Active vs passive
$145M in ETFs
72%
$105M
24%
$40.4M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) BLOOMBERG 1-3 MONTH T-BILL ETF (BIL) | State Street | Passive | Ultrashort Bond | $17.1M | 186,296 | 11.76% |
Location
KING OF PRUSSIA, PA
MONTGOMERY
Location
KING OF PRUSSIA, PA
Headquartered in KING OF PRUSSIA, PA, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the Northeast.
- Metro area
- Philadelphia-Reading-Camden, PA-NJ-DE-MD
- Region
- Northeast
- County
- MONTGOMERY
- Address
- 20104 Valley Forge Cir
- Time zone
- ET (UTC-5)
- Office locations
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