Empire State Financial, Inc.

Broker-DealerFINRA MemberEst. 1971
Total AUM
Advisory reps
7
Avg account
$0

Firm details

Headquarters
Long Beach, New York
CRD number
5657
Registered since
February 24, 1971
Website
esfi.com

Firm profile

FINTRX

Overview

Empire State Financial, Inc. is organized as a corporation and has been SEC-registered since 1971. Filings identify the owner type as a mix of a domestic entity and an individual. The firm is classified in the source data as "Unclassified" and is not designated as a capital allocator. The available disclosures are limited. The firm is not listed as an active ESG investor, is not a multi-state adviser, is not newly formed, and is not identified as a pension consultant or a related adviser. The dataset does not provide a description of the firm’s advisory services, fee schedule, or typical client types.

Assets & Accounts

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Contacts

3 of 7
  • John Busacca

    Compliance OfficerCRD 2302780

  • Bryan Glass

    Bryan Glass

    OwnerCRD 2834514

  • Robert Mitchell

    FinOpCRD 2908382

Unlock 4 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Long Beach, NY

Nassau

Location

Long Beach, NY

Headquartered in Long Beach, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Nassau
Address
20 W Park Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth