Empire State Financial, Inc.
Firm details
- Headquarters
- Long Beach, New York
- CRD number
- 5657
- Registered since
- February 24, 1971
- Website
- esfi.com
Firm profile
FINTRXOverview
Empire State Financial, Inc. is organized as a corporation and has been registered with the SEC since 1971. Public filings identify the owner type as a mix of a domestic entity and an individual. The firm is classified as unclassified in the snapshot data and the record flags it as not operating as a capital allocator. Available disclosure on firm activity is minimal. The snapshot indicates Empire State Financial, Inc. is not flagged as an active ESG investor, is not a multi-state adviser, is not newly formed, and is not identified as a pension consultant or related adviser. No details about its investment strategy, client segments, or advisory services were provided in the source data.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Contacts
3 of 7John Busacca
Compliance OfficerCRD 2302780

Bryan Glass
OwnerCRD 2834514
Robert Mitchell
FinOpCRD 2908382
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Long Beach, NY
Nassau
Location
Long Beach, NY
Headquartered in Long Beach, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- Nassau
- Address
- 20 W Park Ave
- Time zone
- ET (UTC-5)
- Office locations
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