Embree Financial Group

RIASEC Registered
Total AUM
$2.6B
Discretionary
$2.6B
100% of AUM
Avg account
$1.1M
Accounts
2,378
Employees
19
Advisory reps
14

Firm details

Headquarters
Chicago, Illinois
CRD number
108233
Registered since
September 23, 2004
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees, Performance Based Fees
Client types
  • Pension & Profit Sharing Plans49.62%
  • HNWI43.41%
  • Individuals5.79%
  • Corporations / Businesses1.15%
  • Other0.02%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersPublication of Periodicals

Firm profile

FINTRX

Overview

Embree Financial Group is an independent, individual-owned registered investment adviser that has been SEC-registered since 2004. The firm serves both individuals and families as well as institutional clients, combining financial planning and portfolio management with insurance brokerage services. Its advisory offerings include planning, portfolio management for individuals, small businesses and institutions, pension consulting, selection of outside advisers, and the publication of periodicals or newsletters. Embree operates as a capital allocator that deploys client capital into third-party managers and charges a mix of fee structures — percentage of AUM, hourly and fixed fees, and performance-based fees. The firm does not identify as an active ESG investor. Embree was named among the Financial Times’ Top 300 RIA Firms in 2020.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 60%, Exchange Traded Equities 20%, Private Funds 10%, Cash & Cash Equivalents 6%, US Government Bonds 2%, State & Local Bonds 2%60%
  • Public Funds/Mutual Funds60%
  • Exchange Traded Equities20%
  • Private Funds10%
  • Cash & Cash Equivalents6%
  • US Government Bonds2%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 176

Active vs passive

$791M in ETFs

Passive

50%

$396M

Active

36%

$396M

ETFProviderStyleCategoryValueShares% of portfolio
INVESCO QQQ TRUST SERIES 1 (QQQ)InvescoPassiveLarge Growth$63.1M85,3227.98%

Location

Primary office

Chicago, IL

Cook

Location

Chicago, IL

Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Cook
Address
440 N Wells St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth