Embree Financial Group
Firm details
- Headquarters
- Chicago, Illinois
- CRD number
- 108233
- Registered since
- September 23, 2004
- Website
- www.embreefinancial.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees, Performance Based Fees
- Client types
- Pension & Profit Sharing Plans49.62%
- HNWI43.41%
- Individuals5.79%
- Corporations / Businesses1.15%
- Other0.02%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersPublication of Periodicals
Firm profile
FINTRXOverview
Embree Financial Group is an independent, owner-operated RIA founded in 2004 that serves both individual/family and institutional clients. The firm operates as a capital allocator, selecting third-party managers and using multi-fee arrangements that include asset-based fees, hourly and fixed fees, and performance-based compensation. Its advisory scope covers financial planning, portfolio management for individuals and businesses, pension consulting services, manager selection, and the publication of periodicals or newsletters. Embree also operates as an insurance broker and does not identify as an active ESG investor. The firm was named among the Financial Times’ Top 300 RIA Firms in 2020.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds60%
- Exchange Traded Equities20%
- Private Funds10%
- Cash & Cash Equivalents6%
- US Government Bonds2%
Owners & executives
1 of 1
Paul Embree
Founder & CEOCRD 1714334
Contacts
3 of 12
Jared Funk
Senior Private Wealth AdvisorCRD 5800670
Cooper Perry
Private Wealth AdvisorCRD 6667132
Samantha Davidson
Director of OperationsCRD 6753155
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 178Active vs passive
$788M in ETFs
51%
$402M
36%
$385M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO QQQ TRUST SERIES 1 (QQQ) | Invesco | Passive | Large Growth | $69.6M | 94,492 | 8.83% |
Location
Chicago, IL
Cook
Location
Chicago, IL
Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- Cook
- Address
- 440 N Wells St
- Time zone
- CT (UTC-6)
- Office locations
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