EMBREE FINANCIAL GROUP
Firm details
- Headquarters
- CHICAGO, Illinois
- CRD number
- 108233
- Registered since
- September 23, 2004
- Website
- www.embreefinancial.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees, Performance Based Fees
- Client types
- Pension & Profit Sharing Plans49.62%
- HNWI43.41%
- Individuals5.79%
- Corporations / Businesses1.15%
- Other0.02%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersPublication of Periodicals
Firm profile
FINTRXOverview
Embree Financial Group is an independent, SEC-registered registered investment adviser (since 2004) that combines advisory practice with insurance brokerage services. The firm acts as a capital allocator for both individual and family clients as well as institutional clients, offering financial planning, discretionary portfolio management for individuals, small businesses and institutions, pension consulting, manager selection, and the publication of client-facing newsletters. Its fee arrangements are flexible and include asset-based fees, hourly and fixed fees, plus performance-based compensation in some engagements. Embree was named to the Financial Times’ Top 300 RIA Firms list in 2020.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds57%
- Exchange Traded Equities21%
- Private Funds9%
- Cash & Cash Equivalents7%
- US Government Bonds5%
Owners & executives
1 of 1PAUL EMBREE
Founder & CEOCRD 1714334
Contacts
3 of 13ANDREW FARINELLI
Private Wealth AdvisorCRD 6355958
Samantha Davidson
Director of OperationsCRD 6753155
WILLIAM EMBREE
Private Wealth AdvisorCRD 1623427
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 166Active vs passive
$636M in ETFs
56%
$355M
35%
$281M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO QQQ TRUST SERIES 1 (QQQ) | Invesco | Passive | Large Growth | $58.4M | 101,253 | 9.19% |
Location
CHICAGO, IL
COOK
Location
CHICAGO, IL
Headquartered in CHICAGO, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- COOK
- Address
- 440 N Wells St
- Time zone
- CT (UTC-6)
- Office locations
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