Embree Financial Group

RIASEC RegisteredEst. 2004

Total AUM

$2.6B

Discretionary

$2.6B

100% of AUM

Avg account

$1.1M

Accounts

2,378

Employees

Advisory reps

Firm details

Headquarters: Chicago, Illinois
CRD number: 108233
Registered since: September 23, 2004
Website: www.embreefinancial.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Performance Based Fees
Client types: Pension & Profit Sharing Plans49.62%
HNWI43.41%
Individuals5.79%
Corporations / Businesses1.15%
Other0.02%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersPublication of Periodicals

Firm profile

FINTRX

Overview

Embree Financial Group is an independent registered investment adviser that has been SEC-registered since 2004 and is owned by an individual. The firm serves both high-net-worth individuals and families as well as institutional clients, and it acts as a capital allocator to outside managers. Fee arrangements are flexible and include percentage-of-AUM billing, hourly charges, fixed fees, and performance-based fees. Beyond portfolio management and financial planning for individuals, businesses, and small institutions, the firm provides pension consulting, selects third‑party advisers, publishes client-facing periodicals, and operates an insurance brokerage function. The firm was named among the Financial Times’ Top 300 RIA Firms in 2020.