ARETE WEALTH ADVISORS, LLC
Firm details
- Headquarters
- CHICAGO, Illinois
- CRD number
- 145488
- Registered since
- January 5, 2009
- Website
- aretewealth.com
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees, Performance Based Fees, Other
- Client types
- HNWI74.28%
- Individuals19%
- Corporations / Businesses6.31%
- Pension & Profit Sharing Plans0.25%
- Charitable Organizations0.16%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersPublication of Periodicals
Firm profile
FINTRXOverview
Arete Wealth Advisors, LLC is an independent registered investment adviser organized as an LLC and SEC-registered since 2009. The firm functions as a capital allocator for both high-net-worth individuals and families as well as institutional clients, combining financial planning and discretionary portfolio management with broker-dealer and insurance product distribution. Its advisory services include portfolio management for individuals, small businesses and institutions, pension consulting, manager selection and the publication of client materials. Fee arrangements are flexible and include percentage-of-AUM billing, hourly and fixed fees, and performance-based contracts. Arete does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds45%
- Exchange Traded Equities30%
- Cash & Cash Equivalents10%
- Non-Exchange Traded Equities5%
- Investment Grade Corp Bonds5%
Owners & executives
3 of 6DAVID LEVINE
Chief Operating OfficerCRD 2569418
MORGAN HILL
CEO and OwnerCRD 4428819
DAVID HOCK
Chief Financial OfficerCRD 2246268
Contacts
3 of 132Karim Antoni
DirectorCRD 4318431
Daniel Southworth
Director of InvestmentsCRD 5939234
Bryson Walker
Investment Advisor RepresentativeCRD 7793646
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 250Active vs passive
$1.1B in ETFs
63%
$715M
28%
$424M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES FLEXIBLE INCOME ACTIVE ETF (BINC) | BlackRock | Active | Multisector Bond | $45.8M | 880,911 | 4.02% |
Location
CHICAGO, IL
COOK
Location
CHICAGO, IL
Headquartered in CHICAGO, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- COOK
- Address
- 1115 W Fulton Market
- Time zone
- CT (UTC-6)
- Office locations
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