Elseware Financial Services LLC

Broker-DealerFINRA MemberEst. 2026
Total AUM
Advisory reps
3
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
327555
Registered since
July 23, 2026

Firm profile

FINTRX

Overview

Elseware Financial Services LLC is organized as a limited liability company and is recorded as an SEC-registered investment adviser with a registration year of 2026. Ownership is listed as a combination of a domestic entity and an individual. The firm is classified as "Unclassified" in the reporting dataset. Reported attributes indicate Elseware is not positioned as a capital allocator and does not identify as an active ESG investor. It is not described as a multi-state adviser, a pension consultant, or a related adviser. The dataset does not include the firm’s stated business activities, advisory services, client segments, or fee structure, so there is no public detail here about its investment philosophy, target clients, or service model. Because the firm has provided limited operational and strategy information in the record, it is difficult to characterize its product lineup, client focus, or competitive positioning beyond the legal form and registration status noted above.

Assets & Accounts

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 3
  • Randall Purdy

    PrincipalCRD 6762711

  • Pascal Roche

    FinOpCRD 5920968

  • Gerald Gibbons

    Gerald Gibbons

    Compliance PrincipalCRD 2447903

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
36 W 44th St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth