Elliot Investment Management, LLC

RIASEC Registered
Total AUM
$45.7M
Discretionary
$45.7M
100% of AUM
Avg account
$862K
Accounts
53
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
128261
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI90.19%
  • Individuals9.81%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Elliot Investment Management, LLC is a small, privately owned limited liability company that provides portfolio management for individuals, families and small businesses. The firm charges a percentage-of-assets fee and reports an owner-managed structure. It does not identify as an ESG-focused manager, is not structured as a multi-state adviser or pension consultant, and does not act as a third‑party capital allocator; its activity centers on discretionary wealth management for private clients.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 72%, Cash & Cash Equivalents 12%, US Government Bonds 6%, Investment Grade Corp Bonds 5%, Non-Investment Grade Corp Bonds 3%, State & Local Bonds 2%72%
  • Exchange Traded Equities72%
  • Cash & Cash Equivalents12%
  • US Government Bonds6%
  • Investment Grade Corp Bonds5%
  • Non-Investment Grade Corp Bonds3%

Contacts

1 of 1
  • Steven Rokeach

    Managing DirectorCRD 4700033

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

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Location

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Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth