ELLINGTON FINANCIAL MANAGEMENT LLC

RIASEC RegisteredEst. 2009
Total AUM
$19.4B
Discretionary
$19.4B
100% of AUM
Avg account
$19.4B
Accounts
1
Employees
164
Advisory reps
6

Firm details

Headquarters
OLD GREENWICH, Connecticut
CRD number
150510
Registered since
October 9, 2009
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Ellington Financial Management LLC is positioned as an institutional-focused manager that runs pooled investment vehicles and acts in sponsor/GP roles. The firm is registered with the SEC since 2009 and operates as a limited liability company under a domestic ownership structure. Its advisory footprint centers on portfolio management for pooled funds and it carries CPO/CTA designations, indicating active involvement in derivatives or managed commodity interests alongside traditional portfolio management. The firm’s revenue model combines a percentage-of-AUM fee schedule with performance-based fees, consistent with managers that run commingled vehicles or flagship funds. Ellington is not identified as an active ESG investor and is not flagged as a multi-state adviser or pension consultant. Industry affiliations include roles as a broker-dealer, other investment adviser, CPO/CTA, and sponsor/manager of pooled vehicles, which reflects a vertically integrated setup: investment management, fund sponsorship and operational oversight.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 3
  • MICHAEL VRANOS

    Founder and CEOCRD 2013180

  • JOHN HERLIHY

    Chief Financial OfficerCRD 4825072

  • Laurence Penn

    Vice Chairman, Chief Operating Officer Financial AdvisorCRD 1914867

Contacts

3 of 3
  • Patrick Maloney

    Associate General CounselCRD 4777731

  • MARK TECOTZKY

    Vice ChairmanCRD 1656046

  • DANIEL MARGOLIS

    General CounselCRD 5800952

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

OLD GREENWICH, CT

FAIRFIELD

Location

OLD GREENWICH, CT

Headquartered in OLD GREENWICH, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
FAIRFIELD
Address
53 Forest Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth