ELLINGTON FINANCIAL MANAGEMENT LLC
Firm details
- Headquarters
- OLD GREENWICH, Connecticut
- CRD number
- 150510
- Registered since
- October 9, 2009
- Website
- www.ellington.com
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- Pooled Investment Vehicles100%
- Services
- Portfolio Management for Pooled Investment Vehicles
Firm profile
FINTRXOverview
Ellington Financial Management LLC is positioned as an institutional-focused manager that runs pooled investment vehicles and acts in sponsor/GP roles. The firm is registered with the SEC since 2009 and operates as a limited liability company under a domestic ownership structure. Its advisory footprint centers on portfolio management for pooled funds and it carries CPO/CTA designations, indicating active involvement in derivatives or managed commodity interests alongside traditional portfolio management. The firm’s revenue model combines a percentage-of-AUM fee schedule with performance-based fees, consistent with managers that run commingled vehicles or flagship funds. Ellington is not identified as an active ESG investor and is not flagged as a multi-state adviser or pension consultant. Industry affiliations include roles as a broker-dealer, other investment adviser, CPO/CTA, and sponsor/manager of pooled vehicles, which reflects a vertically integrated setup: investment management, fund sponsorship and operational oversight.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 3MICHAEL VRANOS
Founder and CEOCRD 2013180
JOHN HERLIHY
Chief Financial OfficerCRD 4825072
Laurence Penn
Vice Chairman, Chief Operating Officer Financial AdvisorCRD 1914867
Contacts
3 of 3Patrick Maloney
Associate General CounselCRD 4777731
MARK TECOTZKY
Vice ChairmanCRD 1656046
DANIEL MARGOLIS
General CounselCRD 5800952
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
OLD GREENWICH, CT
FAIRFIELD
Location
OLD GREENWICH, CT
Headquartered in OLD GREENWICH, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- FAIRFIELD
- Address
- 53 Forest Ave
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
ELLINGTON MANAGEMENT GROUP, L.L.C.
RIAOLD GREENWICH, CT
ELLINGTON GLOBAL ASSET MANAGEMENT, LLC
RIAOLD GREENWICH, CT
CARRINGTON CAPITAL MANAGEMENT, LLC
RIAOLD GREENWICH, CT
DRAKE CAPITAL ADVISORS LLC
RIAOLD GREENWICH, CT
ELLINGTON CREDIT COMPANY MANAGEMENT LLC
RIAOLD GREENWICH, CT
HIGHLAND PEAK CAPITAL, LLC
RIAOLD GREENWICH, CT