Eagle Rock Investment Company, LLC

RIASEC RegisteredEst. 2021
Total AUM
$787M
Discretionary
$777M
99% of AUM
Avg account
$4.5M
Accounts
174
Employees
4
Advisory reps
3

Firm details

Headquarters
Atlanta, Georgia
CRD number
313832
Registered since
June 1, 2021
Custodians
CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC, BOFA SECURITIES, INC.
Fee structure
Percentage of AUM
Client types
  • HNWI69.86%
  • Charitable Organizations28.12%
  • Individuals1.02%
  • Corporations / Businesses0.99%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Eagle Rock Investment Company, LLC is an independent registered investment adviser that began SEC registration in 2021. It operates as a limited liability company and identifies as a capital allocator, serving individuals, families and institutional clients on a fee basis (percentage of AUM). The firm provides financial planning, portfolio management for individuals and small businesses, and selection of other advisers. Eagle Rock does not market itself as an active ESG investor and is not set up as a multi-state adviser or pension consultant.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 77%, Public Funds/Mutual Funds 17%, Cash & Cash Equivalents 6%77%
  • Exchange Traded Equities77%
  • Public Funds/Mutual Funds17%
  • Cash & Cash Equivalents6%

Owners & executives

1 of 1
  • Cameron Clement

    Cameron Clement

    Chief Compliance OfficerCRD 5762360

Contacts

2 of 2
  • Gerald Mcgill

    Gerald Mcgill

    Portfolio ManagerCRD 2430457

  • Taylor Fairman

    Taylor Fairman

    Founder and Managing PartnerCRD 4833167

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 48

Active vs passive

$153M in ETFs

Passive

94%

$145M

Active

5%

$8.7M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD TOTAL BOND MARKET INDEX FUND (BND)VanguardPassiveIntermediate Core Bond$57.8M787,69137.69%

Location

Primary office

Atlanta, GA

Fulton

Location

Atlanta, GA

Headquartered in Atlanta, GA, anchoring the Atlanta--Athens-Clarke County--Sandy Springs, GA-AL metro in the South.

Metro area
Atlanta--Athens-Clarke County--Sandy Springs, GA-AL
Region
South
County
Fulton
Address
1201 Peachtree St Ne
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth