DV Securities, LLC
Firm details
- Headquarters
- Chicago, Illinois
- CRD number
- 305134
- Registered since
- February 7, 2020
- Website
- dvtrading.co
Firm profile
FINTRXOverview
DV Securities, LLC is organized as a limited liability company and is listed as SEC-registered beginning in 2020. Ownership is described as a combination of a domestic entity and an individual. The FINTRX snapshot classifies the firm as "Unclassified" and flags several negative indicators: it is not identified as a capital allocator, is not an active ESG investor, is not a multistate adviser, and is not a pension consultant or related adviser. The firm has provided no public detail about its advisory activities, business lines, fee structure, or target client segments.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2Richard Horgan
Chief Financial OfficerCRD 6697860
Shifra Katz
Chief Compliance OfficerCRD 7166902
Contacts
3 of 28
Robert Moran
Senior Managing DirectorCRD 1264598
Michael Flooks
DirectorCRD 1832506

Brian Sogluizzo
Fixed Income OperationsCRD 2070438
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Chicago, IL
Cook
Location
Chicago, IL
Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- Cook
- Address
- 425 S Financial Pl
- Time zone
- CT (UTC-6)
- Office locations
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