DV SECURITIES, LLC

Broker-DealerFINRA MemberEst. 2020
Total AUM
Advisory reps
30
Avg account
$0

Firm details

Headquarters
CHICAGO, Illinois
CRD number
305134
Registered since
February 7, 2020

Firm profile

FINTRX

Overview

DV Securities, LLC is organized as a limited liability company and is SEC-registered with an effective registration date in 2020. The firm is listed as owned by a domestic entity and/or individual and is categorized in the available data as "Unclassified." The snapshot indicates the firm is not identified as a capital allocator, is not active on ESG investing, and is not designated as a multi-state adviser. The source data does not include a description of the firm's advisory services, target client segments, fee schedules, or specific business lines. Those operational and service-level details are not provided in the material reviewed.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Shifra Katz

    Chief Compliance OfficerCRD 7166902

  • Richard Horgan

    Chief Financial OfficerCRD 6697860

  • ROBERT MORAN

    Chief Executive OfficerCRD 1264598

Contacts

3 of 27
  • Robert Djorup

    Director, Fixed IncomeCRD 1105375

  • Gregory Oboy

    Operations AnalystCRD 7310928

  • TIMOTHY MCAULIFFE

    DirectorCRD 2594651

Unlock 24 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

CHICAGO, IL

COOK

Location

CHICAGO, IL

Headquartered in CHICAGO, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
COOK
Address
425 S Financial Pl
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth