DV Securities, LLC
Firm details
- Headquarters
- Chicago, Illinois
- CRD number
- 305134
- Registered since
- February 7, 2020
- Website
- dvtrading.co
Firm profile
FINTRXOverview
DV Securities, LLC is organized as a limited liability company and is SEC-registered since 2020. The firm is listed as owned by a domestic entity and/or individual and is classified in the data as "unclassified." Reported attributes indicate it is not a capital allocator and it does not identify as an active ESG investor. The record does not include descriptions of the firm's advisory activities, client segments, fee schedule, or core business lines. Regulatory and operational flags in the profile show DV Securities, LLC is not a multistate adviser, is not newly formed (per the data), and is not identified as a pension consultant or a related adviser. Beyond these registry-level items, the firm’s investment mandate, target clients, and service model are not documented in the available dataset.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2Richard Horgan
Chief Financial OfficerCRD 6697860
Shifra Katz
Chief Compliance OfficerCRD 7166902
Contacts
3 of 28
Robert Moran
Senior Managing DirectorCRD 1264598
Michael Flooks
DirectorCRD 1832506

Brian Sogluizzo
Fixed Income OperationsCRD 2070438
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Chicago, IL
Cook
Location
Chicago, IL
Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- Cook
- Address
- 425 S Financial Pl
- Time zone
- CT (UTC-6)
- Office locations
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