DV Securities, LLC

Broker-DealerFINRA MemberEst. 2020
Total AUM
Advisory reps
30
Avg account
$0

Firm details

Headquarters
Chicago, Illinois
CRD number
305134
Registered since
February 7, 2020

Firm profile

FINTRX

Overview

DV Securities, LLC is organized as a limited liability company and is listed as SEC-registered beginning in 2020. Ownership is described as a combination of a domestic entity and an individual. The FINTRX snapshot classifies the firm as "Unclassified" and flags several negative indicators: it is not identified as a capital allocator, is not an active ESG investor, is not a multistate adviser, and is not a pension consultant or related adviser. The firm has provided no public detail about its advisory activities, business lines, fee structure, or target client segments.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Richard Horgan

    Chief Financial OfficerCRD 6697860

  • Shifra Katz

    Chief Compliance OfficerCRD 7166902

Contacts

3 of 28
  • Robert Moran

    Robert Moran

    Senior Managing DirectorCRD 1264598

  • Michael Flooks

    DirectorCRD 1832506

  • Brian Sogluizzo

    Brian Sogluizzo

    Fixed Income OperationsCRD 2070438

Unlock 25 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Chicago, IL

Cook

Location

Chicago, IL

Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Cook
Address
425 S Financial Pl
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth