DV Securities, LLC

Broker-DealerFINRA MemberEst. 2020
Total AUM
Advisory reps
30
Avg account
$0

Firm details

Headquarters
Chicago, Illinois
CRD number
305134
Registered since
February 7, 2020

Firm profile

FINTRX

Overview

DV Securities, LLC is organized as a limited liability company and is registered with the SEC as of 2020. Ownership is reported as a combination of a domestic entity and an individual. The firm’s public profile in the dataset is limited: it is classified as "Unclassified" and is not identified as a capital allocator, multi-state adviser, pension consultant, or related adviser. The data also indicates the firm does not self-identify as an active ESG investor. No substantive descriptions of the firm's advisory activities, fee structure, or client segments appear in the provided records, and there are no disclosed affiliations or industry awards listed in the source material.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Shifra Katz

    Chief Compliance OfficerCRD 7166902

  • Richard Horgan

    Chief Financial OfficerCRD 6697860

Contacts

3 of 28
  • Robert Djorup

    Robert Djorup

    Director, Fixed IncomeCRD 1105375

  • Gregory Oboy

    Gregory Oboy

    Operations AnalystCRD 7310928

  • Timothy Mcauliffe

    Timothy Mcauliffe

    DirectorCRD 2594651

Unlock 25 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Chicago, IL

Cook

Location

Chicago, IL

Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Cook
Address
425 S Financial Pl
Time zone
CT (UTC-6)
Office locations

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