Dunbar Associates, LLC

RIASEC RegisteredEst. 2022

Total AUM

$307M

Discretionary

$241M

78% of AUM

Avg account

$986K

Accounts

312

Employees

3

Advisory reps

3

Firm details

Headquarters: Monroe, Connecticut
CRD number: 323134
Registered since: October 27, 2022
Custodians: CHARLES SCHWAB & CO., INC., EMPOWER
Fee structure: Percentage of AUM
Client types: Pension & Profit Sharing Plans47.34%
HNWI31.37%
Corporations / Businesses11.06%
Individuals10.24%
Services: Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Dunbar Associates, LLC is an independent registered investment adviser organized as an LLC. The firm is fee-based on a percentage of assets under management and serves both individual/family clients and institutional mandates. Its advisory practice centers on financial planning, portfolio management for individuals and small businesses, and pension consulting. The firm does not position itself as a capital allocator or an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Public Funds/Mutual Funds65%
US Government Bonds20%
Investment Grade Corp Bonds6%
Exchange Traded Equities5%
Cash & Cash Equivalents4%

Owners & executives

1 of 1

Michele Dunbar
Managing Partner and Chief Compliance OfficerCRD 5671270

Contacts

2 of 2

Robert Dunbar
Managing PartnerCRD 5663056
Keith Cuomo
Director of Wealth ManagementCRD 2587130

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

Primary office

Monroe, CT

Fairfield

Location

Monroe, CT

Headquartered in Monroe, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area: New York-Newark, NY-NJ-CT-PA
Region: Northeast
County: Fairfield
Address: 71 Turkey Roost Rd
Time zone: ET (UTC-5)
Office locations

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