Dukes Lane Investments LLC

RIASEC Registered
Total AUM
$37.1M
Discretionary
$12.4M
34% of AUM
Avg account
$522K
Accounts
71
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
302086
Custodians
THE BANK OF NEW YORK MELLON, MORGAN STANLEY & CO. LLC, FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • HNWI66.47%
  • Individuals33.53%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Dukes Lane Investments LLC operates as an independent registered investment advisor (RIA) focused on providing financial planning and portfolio management services primarily to individuals and families. The firm is structured as a limited liability company and is owned by an individual. While it does not engage in capital allocation or act as a pension consultant, it offers a fee structure based on a percentage of assets under management (AUM) and hourly charges. The firm does not actively engage in ESG investing and does not operate as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 37%, Public Funds/Mutual Funds 34%, State & Local Bonds 24%, Cash & Cash Equivalents 5%, US Government Bonds 2%37%
  • Exchange Traded Equities37%
  • Public Funds/Mutual Funds34%
  • State & Local Bonds24%
  • Cash & Cash Equivalents5%
  • US Government Bonds2%

Contacts

1 of 1
  • Robert Mitchell

    Robert Mitchell

    FounderCRD 1708172

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

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Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth