DRW Securities, L.L.C.

Broker-DealerFINRA MemberEst. 1998

Total AUM

—

Advisory reps

87

Avg account

$0

Firm details

Headquarters: Chicago, Illinois
CRD number: 45908
Registered since: November 23, 1998
Website: drw.com

Firm profile

FINTRX

Overview

DRW Securities, L.L.C. is a privately held limited liability company that has been registered with the SEC since 1998. The firm is not organized as a capital allocator or a multi-state registered adviser, and it does not identify as an active ESG investor or a pension consultant. Publicly available classification for the firm is listed as unclassified, which aligns with a trading-focused or proprietary-intermediation business rather than a client-facing wealth manager.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Owners & executives

3 of 5

Adam Garchik
CEOCRD 2967638
William Wiley
Chief Operating OfficerCRD 5819818
James Vonderhaar
COOCRD 6141386

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Contacts

3 of 82

Susan Fisher
Program ManagerCRD 1978945
David Leslie
Software EngineerCRD 1689143
Scott Fowler
FinOpCRD 3004363

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Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 89

Active vs passive

$886M in ETFs

Passive

91%

$802M

Active

<1%

$84.1M

ETF	Provider	Style	Category	Value	Shares	% of portfolio
SPDR S&P 500 ETF TRUST (SPY)	State Street	Passive	Large Blend	$112M	149,849	12.63%

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Primary office

Chicago, IL

Cook

Location

Chicago, IL

Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area: Chicago-Naperville, IL-IN-WI
Region: Midwest
County: Cook
Address: 540 W Madison St
Time zone: CT (UTC-6)
Office locations

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