DRW Securities, L.L.C.

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
86
Avg account
$0

Firm details

Headquarters
Chicago, Illinois
CRD number
45908
Registered since
November 23, 1998
Website
drw.com

Firm profile

FINTRX

Overview

DRW Securities, L.L.C. is organized as a limited liability company and is reported with owner types listed as a domestic entity and an individual. The firm's public profile in the source material is limited: it is classified as "unclassified" for that dataset and is not designated as a capital allocator. The record also indicates the firm is not flagged as an active ESG investor, not a multi-state adviser, not newly formed, and not a pension consultant or related adviser. The available data does not include a client roster, fee schedule, or a description of advisory activities, so the firm's public-facing footprint in advisory metrics is minimal in these filings.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 5
  • Adam Garchik

    CEOCRD 2967638

  • William Wiley

    William Wiley

    Chief Operating OfficerCRD 5819818

  • James Vonderhaar

    James Vonderhaar

    COOCRD 6141386

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Contacts

3 of 81
  • Susan Fisher

    Program ManagerCRD 1978945

  • David Leslie

    Software EngineerCRD 1689143

  • Scott Fowler

    FinOpCRD 3004363

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 89

Active vs passive

$886M in ETFs

Passive

91%

$802M

Active

<1%

$84.1M

ETFProviderStyleCategoryValueShares% of portfolio
SPDR S&P 500 ETF TRUST (SPY)State StreetPassiveLarge Blend$112M149,84912.63%

Location

Primary office

Chicago, IL

Cook

Location

Chicago, IL

Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Cook
Address
540 W Madison St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth