DOUGHERTY FINANCIAL PLANNING, LLC

RIASEC Registered
Total AUM
$2.5M
Discretionary
$2.5M
100% of AUM
Avg account
$103K
Accounts
24
Employees
1
Advisory reps
1

Firm details

Headquarters
TALLAHASSEE, Florida
CRD number
317397
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • Individuals70.34%
  • HNWI25.47%
  • Corporations / Businesses4.19%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Dougherty Financial Planning, LLC is an independently owned registered investment adviser operating as an LLC that focuses on financial planning and portfolio management for individuals, families and small business clients. The firm bills on a mix of asset-based fees and hourly charges and is described as owner-operated rather than part of a larger capital-allocation platform. Its advisory scope is concentrated on retail clients rather than institutional or pension work, and it does not identify as an active ESG investor or a multi-state advisory firm.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Cash & Cash Equivalents 41%, US Government Bonds 25%, Non-Exchange Traded Equities 21%, Exchange Traded Equities 13%41%
  • Cash & Cash Equivalents41%
  • US Government Bonds25%
  • Non-Exchange Traded Equities21%
  • Exchange Traded Equities13%

Contacts

1 of 1
  • Edward Dougherty III

    PrincipalCRD 7470129

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

TALLAHASSEE, FL

LEON

Location

TALLAHASSEE, FL

Headquartered in TALLAHASSEE, FL, in the South of the United States.

Region
South
County
LEON
Address
2457 Care Dr
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth