DNA Securities LLC

Broker-DealerFINRA MemberEst. 2022
Total AUM
—
Advisory reps
3
Avg account
$0

Firm details

Headquarters
Chicago, Illinois
CRD number
312799
Registered since
March 1, 2022

Firm profile

FINTRX

Overview

DNA Securities LLC is organized as a limited liability company and is SEC-registered as of 2022. Ownership is listed as a combination of a domestic entity and an individual. The firm's regulatory classification is recorded as unclassified in the available data. Publicly filed attributes in the source indicate several negative flags for particular advisor roles: the firm is not identified as a capital allocator, is not an active ESG investor, is not registered as a multi-state adviser, is not a pension consultant, and is not recorded as a related adviser. The source does not provide descriptions of the firm's advisory activities, client types, fee schedule, or business lines, so there is limited visibility into how the firm positions itself or the services it offers.

Assets & Accounts

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Ronald Wetzel

    Ronald Wetzel

    Chief Financial OfficerCRD 4671726

Contacts

2 of 2
  • Patricia Cerny

    Patricia Cerny

    Compliance ConsultantCRD 4814964

  • Michael Rose

    Michael Rose

    Registered RepresentativeCRD 5501364

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Chicago, IL

Cook

Location

Chicago, IL

Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Cook
Address
141 W Jackson Blvd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth