DNA SECURITIES LLC

Broker-DealerFINRA MemberEst. 2022
Total AUM
Advisory reps
3
Avg account
$0

Firm details

Headquarters
CHICAGO, Illinois
CRD number
312799
Registered since
March 1, 2022

Firm profile

FINTRX

Overview

DNA Securities LLC is a U.S.-organized limited liability company that registered with the SEC in 2022. The firm is listed as owned by a combination of a domestic entity and an individual and is not classified under a standard adviser category in the source dataset. The record indicates the firm does not act as a capital allocator and is not identified as an active ESG investor, a multi-state adviser, a pension consultant, or a related adviser. Public disclosures about the firm’s business model, client types, fee schedules, and advisory activities were not provided in the dataset. The absence of those details in the record limits the ability to profile target clients or service specializations beyond the structural and registration attributes noted above.

Assets & Accounts

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • RONALD WETZEL

    Chief Financial OfficerCRD 4671726

Contacts

2 of 2
  • MICHAEL ROSE

    Registered RepresentativeCRD 5501364

  • PATRICIA CERNY

    Compliance ConsultantCRD 4814964

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

CHICAGO, IL

COOK

Location

CHICAGO, IL

Headquartered in CHICAGO, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
COOK
Address
141 W Jackson Blvd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth