DNA Securities LLC
Firm details
- Headquarters
- Chicago, Illinois
- CRD number
- 312799
- Registered since
- March 1, 2022
- Website
- www.sarnafinance.com
Firm profile
FINTRXOverview
DNA Securities LLC is organized as a limited liability company and is SEC-registered as of 2022. Ownership is listed as a combination of a domestic entity and an individual. The firm's regulatory classification is recorded as unclassified in the available data. Publicly filed attributes in the source indicate several negative flags for particular advisor roles: the firm is not identified as a capital allocator, is not an active ESG investor, is not registered as a multi-state adviser, is not a pension consultant, and is not recorded as a related adviser. The source does not provide descriptions of the firm's advisory activities, client types, fee schedule, or business lines, so there is limited visibility into how the firm positions itself or the services it offers.
Assets & Accounts
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
1 of 1
Ronald Wetzel
Chief Financial OfficerCRD 4671726
Contacts
2 of 2
Patricia Cerny
Compliance ConsultantCRD 4814964

Michael Rose
Registered RepresentativeCRD 5501364
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Chicago, IL
Cook
Location
Chicago, IL
Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- Cook
- Address
- 141 W Jackson Blvd
- Time zone
- CT (UTC-6)
- Office locations
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