DJ Financial

RIASEC Registered
Total AUM
$15.3M
Discretionary
$15.3M
100% of AUM
Avg account
$251K
Accounts
61
Employees
1
Advisory reps
1

Firm details

Headquarters
Roseburg, Oregon
CRD number
168015
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • Individuals46.05%
  • HNWI41.07%
  • Pension & Profit Sharing Plans12.13%
  • Corporations / Businesses0.76%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

DJ Financial is a small, independent registered investment adviser operating as a sole proprietorship under individual ownership. The firm focuses on serving individual and family clients, providing financial planning and portfolio management for individuals and small businesses. Its listed business activity is accounting, and its fee model combines a percentage-of-assets approach with hourly billing for some services. The firm does not identify as an active ESG investor and does not appear to operate as a multi-state adviser.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Non-Exchange Traded Equities 30%, US Government Bonds 30%, Exchange Traded Equities 15%, Investment Grade Corp Bonds 15%, Cash & Cash Equivalents 10%30%
  • Non-Exchange Traded Equities30%
  • US Government Bonds30%
  • Exchange Traded Equities15%
  • Investment Grade Corp Bonds15%
  • Cash & Cash Equivalents10%

Contacts

1 of 1
  • Dan Jones

    Dan Jones

    Investment & Tax AdvisorCRD 6283202

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Roseburg, OR

Douglas

Location

Roseburg, OR

Headquartered in Roseburg, OR, in the West of the United States.

Region
West
County
Douglas
Address
1929 Ne Diamond Lake Blvd
Time zone
PT (UTC-8)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth