DIVIDEND ASSETS CAPITAL, LLC
Firm details
- Headquarters
- RIDGELAND, South Carolina
- CRD number
- 129973
- Registered since
- January 2, 2004
- Website
- dacapitalsc.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI50.68%
- Individuals35.81%
- Corporations / Businesses8.44%
- Charitable Organizations2.61%
- Investment Companies2.2%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Institutional ClientsEducational Seminars / Workshops
Firm profile
FINTRXOverview
Dividend Assets Capital, LLC is an independent registered investment adviser formed in 2004 that serves both individual/family and institutional clients. The firm operates as an LLC and supplements advisory services with insurance brokerage. Its advisory work emphasizes financial planning and discretionary portfolio management across individuals, small businesses, and institutional accounts, and it also runs educational seminars and workshops. Compensation is fee-based, charged as a percentage of assets under management. Dividend Assets Capital identifies as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities80%
- Cash & Cash Equivalents8%
- Private Funds7%
- State & Local Bonds2%
- Public Funds/Mutual Funds2%
Owners & executives
3 of 3John Swhear
Chief Compliance OfficerCRD 2671024
Robert Dickson
Chief Financial OfficerCRD 7892642
MARC SAURBORN
Chief Investment OfficerCRD 2813288
Contacts
3 of 5WILLIAM FORD
PresidentCRD 2168179
Emily Harding
Director of Client ServicesCRD 6226297
Joseph Kilian
Client Services AssociateCRD 8151301
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 8Active vs passive
$3.8M in ETFs
58%
$2.2M
0%
$1.6M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| DAC 3D DIVIDEND GROWTH ETF (DVGR) | $1.2M | 49,631 | 31.52% |
Location
RIDGELAND, SC
JASPER
Location
RIDGELAND, SC
Headquartered in RIDGELAND, SC, in the South of the United States.
- Region
- South
- County
- JASPER
- Address
- 58 Riverwalk Blvd
- Time zone
- ET (UTC-5)
- Office locations
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