Morris Financial Concepts, Inc.

RIASEC RegisteredEst. 2002
Total AUM
$538M
Discretionary
$521M
97% of AUM
Avg account
$574K
Accounts
938
Employees
10
Advisory reps
9

Firm details

Headquarters
Mount Pleasant, South Carolina
CRD number
114862
Registered since
January 11, 2002
Custodians
CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI81.88%
  • Individuals17.21%
  • Pension & Profit Sharing Plans0.91%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Morris Financial Concepts, Inc. is an independent, individually owned registered investment adviser that has been SEC-registered since 2002. The firm serves both individual and family clients as well as institutional accounts and bills using a mix of asset-based fees, hourly charges, and fixed fees. Core advisory services include financial planning, portfolio management for individuals/small businesses and for businesses or institutions, and pension consulting. The firm does not identify as an active ESG investor and is not structured as a capital allocator; it lists an accountant among its industry affiliations.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 82%, Exchange Traded Equities 14%, Cash & Cash Equivalents 3%, Investment Grade Corp Bonds 1%82%
  • Public Funds/Mutual Funds82%
  • Exchange Traded Equities14%
  • Cash & Cash Equivalents3%
  • Investment Grade Corp Bonds1%

Owners & executives

1 of 1
  • James Morris

    James Morris

    Chief Compliance OfficerCRD 6314769

Contacts

3 of 8
  • Nathan White

    Nathan White

    Financial Planning AssociateCRD 7181140

  • Barbara Fallon

    Investment Advisor RepresentativeCRD 8000878

  • Stephen Valley

    Stephen Valley

    Chartered Financial AnalystCRD 3175953

Unlock 5 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 153

Active vs passive

$292M in ETFs

Passive

81%

$235M

Active

19%

$56.6M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$44.9M59,99515.40%

Location

Primary office

Mount Pleasant, SC

Charleston

Location

Mount Pleasant, SC

Headquartered in Mount Pleasant, SC, in the South of the United States.

Region
South
County
Charleston
Address
409 Coleman Blvd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth