Dick Hutchinson Registered Investment Advisor

RIASEC Registered
Total AUM
$48.9M
Discretionary
$0
0% of AUM
Avg account
$619K
Accounts
79
Employees
2
Advisory reps
2

Firm details

Headquarters
,
CRD number
111618
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI95.61%
  • Individuals4.39%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Dick Hutchinson Registered Investment Advisor is an independent, sole-proprietor RIA run by Dick Hutchinson that serves individual and family clients with financial planning and portfolio management for individuals and small businesses. The firm operates on a non-discretionary basis for its reported assets, providing advice and implementation guidance rather than widespread discretionary trading authority. Service offerings extend beyond portfolio construction to selection of outside advisers, insurance brokerage, and educational seminars and workshops. Fee arrangements are flexible and include percentage-of-assets, hourly, and fixed-fee engagements. Investment approach is equity‑centric, with a noticeable tilt toward non‑exchange‑traded equity positions. The firm acts as a capital allocator when appropriate, using third‑party managers for certain alternative allocations and coordinating outside managers where specialist expertise is required. The firm does not position itself as an ESG investor and is structured as a single-state adviser.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Non-Exchange Traded Equities 44%, Exchange Traded Equities 40%, Cash & Cash Equivalents 10%, US Government Bonds 4%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%44%
  • Non-Exchange Traded Equities44%
  • Exchange Traded Equities40%
  • Cash & Cash Equivalents10%
  • US Government Bonds4%
  • State & Local Bonds1%

Contacts

2 of 2
  • Alex Madlener

    Alex Madlener

    Managing PrincipalCRD 730694

  • Richard Hutchinson

    Richard Hutchinson

    PrincipalCRD 1102708

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth