EAGLE ROCK FINANCIAL ADVISERS, LTD.

Overview

Eagle Rock Financial Advisers, Ltd. is an independent registered investment adviser serving individuals and families, with a primary focus on financial planning and portfolio management for individual and small-business clients. The firm’s practice emphasizes managed public fund exposure—mutual funds and other pooled public vehicles are the dominant allocation on client portfolios—while supplementing those core holdings with annuities and selective alternative exposures. Fee arrangements are flexible and include percentage-of-AUM billing alongside hourly and fixed-fee engagements, which supports both ongoing portfolio management relationships and one-off planning projects. Investment activity centers on diversified, client-specific solutions rather than large-scale proprietary strategies or capital allocation mandates. Eagle Rock runs discretionary accounts and appears to favor custodian-based model implementation through third-party mutual funds and separately managed account wrappers. The firm does not position itself as an active ESG investor and operates primarily within a single-state footprint.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices