Diaphanum
Firm details
- Headquarters
- Madrid,
- CRD number
- 310052
- Registered since
- August 21, 2020
- Website
- www.diaphanum.com
- Custodians
- UBS FINANCIAL SERVICES INC., GRUPO BURSATIL MEXICANO - GBM, CITIGROUP GLOBAL MARKETS INC., J.P. MORGAN SECURITIES INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI99.85%
- Charitable Organizations0.08%
- Individuals0.07%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Diaphanum is an SEC‑registered limited liability company that began reporting as an adviser in 2020. It operates as a fee‑based wealth manager charging a percentage of assets under management and focuses its client work on individuals and families, as well as small businesses and institutional business clients. The firm provides portfolio management services rather than acting as a capital allocator or pension consultant, and its compliance profile indicates it does not identify as an active ESG investor. Ownership is identified as a mix of a foreign entity and an individual, and the adviser is classified as unclassified in regulatory filings. Services are delivered on a non‑discretionary basis, according to the firm’s reporting.
Assets & Accounts
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Private Funds49%
- Exchange Traded Equities44%
- Public Funds/Mutual Funds3%
- Cash & Cash Equivalents2%
- US Government Bonds1%
Contacts
3 of 3Daniel Cervantes
Managing DirectorCRD 7324065

Alberca Rafael
Managing DirectorCRD 7324056
Ainhoa Barco
CRD 8303094
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Madrid, null
Stanly
Location
Madrid, null
Headquartered in Madrid, null, anchoring the Charlotte-Concord, NC-SC metro.
- Metro area
- Charlotte-Concord, NC-SC
- County
- Stanly
- Address
- Calle De Recoletos
- Office locations
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