DFA Securities LLC

Broker-DealerFINRA MemberEst. 1981
Total AUM
Advisory reps
501
Avg account
$0

Firm details

Headquarters
Austin, Texas
CRD number
10292
Registered since
December 4, 1981

Firm profile

FINTRX

Overview

DFA Securities LLC is organized as a limited liability company and has been SEC-registered since 1981. FINTRX classifies the firm as unclassified and identifies its owner type as a combination of a domestic entity and an individual. The record indicates the firm is not designated as a capital allocator, is not active on ESG investing, and is not flagged as a pension consultant or related adviser. The dataset provides limited detail about the firm's business activities, advisory services, fee arrangements, or client segments. Several filer attributes identify the adviser as not a multi-state adviser and not newly formed, which suggests a stable, longstanding registration despite sparse public-facing disclosure about its operations.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 8
  • Trace Williams

    Trace Williams

    Chief Investment Strategist, Vice PresidentCRD 6187516

  • David Butler

    David Butler

    Co-ceoCRD 2305298

  • Gerard O'reilly

    Gerard O'reilly

    Co-Chief Executive Officer, Chief Investment OfficerCRD 4982644

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Contacts

3 of 493
  • Arthur Vega

    Internal Sales ConsultantCRD 5792815

  • Ashley Liddell

    Ashley Liddell

    Risk OfficerCRD 5799428

  • Lacey Huebel

    Lacey Huebel

    Vice PresidentCRD 5818439

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Austin, TX

Travis

Location

Austin, TX

Headquartered in Austin, TX, in the South of the United States.

Region
South
County
Travis
Address
6300 Bee Caves Rd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth