Focus Strategies Merchant Banking, LLC

Broker-DealerFINRA MemberEst. 2015
Total AUM
Advisory reps
9
Avg account
$0

Firm details

Headquarters
Austin, Texas
CRD number
172021
Registered since
March 2, 2015

Firm profile

FINTRX

Overview

Focus Strategies Merchant Banking, LLC is organized as a limited liability company and is registered with the SEC (registration year 2015). The firm identifies as an investment bank and is owned by a domestic entity/individual. Public disclosures are sparse: the firm does not report itself as a capital allocator, does not indicate active ESG investing, and is not registered as a multi-state or newly formed adviser. It also does not list pension consulting or related-adviser activity. Available records do not describe the firm’s advisory activities, fee structure, client segments, or specific investment mandates. The firm likewise has not provided information on its partnerships, industry affiliations, or operational activities.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 9
  • John Biggs

    John Biggs

    AdvisorCRD 4434473

  • James Sandlin

    James Sandlin

    Managing DirectorCRD 4428785

  • Jeffrey Heller

    Jeffrey Heller

    Vice President and TreasurerCRD 3139370

Unlock 6 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Austin, TX

Travis

Location

Austin, TX

Headquartered in Austin, TX, in the South of the United States.

Region
South
County
Travis
Address
7600 N Capital Of Texas Hwy
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth