Dependent Financial Planning

RIASEC Registered
Total AUM
$47.3M
Discretionary
$45M
95% of AUM
Avg account
$263K
Accounts
180
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
330273
Custodians
CHARLES SCHWAB & CO., INC., BETTERMENT
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI62.83%
  • Individuals36.86%
  • Pension & Profit Sharing Plans0.31%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Dependent Financial Planning is an independent RIA organized as an LLC and owned by an individual. The firm serves both individual and family clients as well as some institutional relationships and positions itself as a capital allocator that uses external managers when appropriate. Its advisory services include financial planning, portfolio management for individuals and small businesses, selection of other advisers, pension consulting, and educational seminars or workshops. Fee arrangements are flexible and include percentage-of-AUM, hourly, and fixed-fee engagements. The firm describes itself as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 65%, Public Funds/Mutual Funds 16%, Cash & Cash Equivalents 8%, US Government Bonds 5%, Investment Grade Corp Bonds 3%, State & Local Bonds 2%, Non-Exchange Traded Equities 1%65%
  • Exchange Traded Equities65%
  • Public Funds/Mutual Funds16%
  • Cash & Cash Equivalents8%
  • US Government Bonds5%
  • Investment Grade Corp Bonds3%

Contacts

1 of 1
  • Elizabeth Yoder

    Elizabeth Yoder

    FounderCRD 7231333

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth