Shuyi Kong Wealth Management, Inc.
Firm details
- Headquarters
- Millbrae, California
- CRD number
- 168953
- Custodians
- NATIONWIDE SECURITIES, LLC, CHARLES SCHWAB & CO., INC., LINCOLN FINANCIAL DISTRIBUTORS, INC.
- Fee structure
- Percentage of AUM
- Client types
- Individuals77.52%
- HNWI22.48%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
Shuyi Kong Wealth Management, Inc. is a small corporate RIA focused on serving individual and family clients with portfolio management and insurance brokerage services. The firm charges fees based on a percentage of assets under management and expressly provides portfolio management for individuals and small businesses. It does not position itself as a multi-state or pension consultant adviser, and it does not advertise an ESG-investing focus.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds71%
- Exchange Traded Equities25%
- Cash & Cash Equivalents2%
- Investment Grade Corp Bonds1%
- Other1%
Owners & executives
1 of 1Shuyi Kong
Chief Executive OfficerCRD 3039505
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Millbrae, CA
San Mateo
Location
Millbrae, CA
Headquartered in Millbrae, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.
- Metro area
- San Jose-San Francisco-Oakland, CA
- Region
- West
- County
- San Mateo
- Address
- 475 El Camino Real
- Time zone
- PT (UTC-8)
- Office locations
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