Delta Financial, Inc.

RIASEC Registered
Total AUM
Avg account
$0
Accounts
0
Employees
2
Advisory reps
2

Firm details

Headquarters
Escanaba, Michigan
CRD number
339663
Fee structure
Percentage of AUM
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Delta Financial, Inc. is organized as a corporation under individual ownership and charges clients on a percentage-of-assets-under-management basis. Its advisory services include financial planning, portfolio management for individuals and small businesses, portfolio management for businesses or institutions, and pension consulting services. The firm is not identified as an active ESG investor, is not registered as a multi-state adviser, and is not designated as a capital allocator.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • James Mcneil

    James Mcneil

    President, Chief Compliance OfficerCRD 8192466

Contacts

1 of 1
  • Robert Valentine

    Robert Valentine

    Investment Adviser RepresentativeCRD 8322007

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Escanaba, MI

Delta

Location

Escanaba, MI

Headquartered in Escanaba, MI, in the Midwest of the United States.

Region
Midwest
County
Delta
Address
1615 Ludington St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth