Mainstay Capital Management, LLC

RIASEC Registered
Total AUM
$5.3B
Discretionary
$4.7B
88% of AUM
Avg account
$1.5M
Accounts
3,460
Employees
33
Advisory reps
23

Firm details

Headquarters
Grand Blanc, Michigan
CRD number
109528
Registered since
November 14, 2000
Custodians
CHARLES SCHWAB & CO., INC., PERSHING LLC
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI77.65%
  • Individuals15.29%
  • Banking / Thrift Institutions7%
  • Corporations / Businesses0.05%
Services
Financial PlanningPortfolio Management for IndividualsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Mainstay Capital Management, LLC is an independent, individual‑owned registered investment adviser that has been SEC‑registered since 2000. The firm serves primarily individual and family clients and provides portfolio management for individuals and small businesses, financial planning, and educational seminars and workshops. Its fee model combines a percentage of assets under management with fixed fees. Mainstay is not an ESG‑driven investor and does not describe itself as a capital allocator; it deploys client capital through traditional investment vehicles and third‑party alternative managers rather than operating its own private funds. The firm has been featured in industry lists, including consecutive Forbes Top RIA recognitions (2022–2024) and a CNBC Top 100 Financial Advisory Firms placement in 2025.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 82%, Cash & Cash Equivalents 8%, US Government Bonds 6%, Exchange Traded Equities 2%, State & Local Bonds 2%82%
  • Public Funds/Mutual Funds82%
  • Cash & Cash Equivalents8%
  • US Government Bonds6%
  • Exchange Traded Equities2%
  • State & Local Bonds2%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 82

Active vs passive

$1.2B in ETFs

Passive

76%

$882M

Active

15%

$280M

ETFProviderStyleCategoryValueShares% of portfolio
FREEDOM 100 EMERGING MARKETS ETF (FRDM)PassiveDiversified Emerging Mkts$103M1,469,0838.84%

Location

Primary office

Grand Blanc, MI

Genesee

Location

Grand Blanc, MI

Headquartered in Grand Blanc, MI, anchoring the Detroit-Warren-Ann Arbor, MI metro in the Midwest.

Metro area
Detroit-Warren-Ann Arbor, MI
Region
Midwest
County
Genesee
Address
10775 S Saginaw St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth