DEEP ROOTS CAPITAL

Overview

Deep Roots Capital is an independent, owner-operated registered investment adviser organized as an LLC that focuses on wealth management and financial planning for individuals, families and small business owners. The firm delivers discretionary portfolio management and financial planning on a fee basis (percentage of AUM) and also charges hourly for planning work. Investment activity is centered on publicly traded equities — the firm shows a clear preference for exchange-traded securities as the primary building blocks of client portfolios — while supplementing equity exposure with mutual funds and targeted allocations to commodity and energy-related alternative managers. Deep Roots Capital is not positioned as an ESG-focused adviser and operates with a single-state footprint rather than a multi-state advisory platform. The firm implements client programs primarily through separately managed accounts and discretionary mandates. Given its client base and average client size, Deep Roots Capital appears oriented toward mass-affluent to lower high-net-worth households that require both investment management and planning services rather than institutional-scale capital allocation.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices