DBD Retirement and Financial Services
Firm details
- Headquarters
- ,
- CRD number
- 328239
- Registered since
- November 9, 2023
- Custodians
- ASSETMARK TRUST CO.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI95.35%
- Individuals4.65%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
DBD Retirement and Financial Services is an independent, individual-owned LLC that registered with the SEC in 2023. The firm acts as a capital allocator for a client base made up primarily of individuals and families, offering financial planning and portfolio management for individuals and small businesses. Its advisory services include selection of other advisers and delivery of educational seminars and workshops. Fee arrangements are a mix of percentage of AUM, hourly charges, and fixed fees. The firm does not identify as an ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities39%
- State & Local Bonds37%
- Public Funds/Mutual Funds19%
- Investment Grade Corp Bonds3%
- Cash & Cash Equivalents2%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations
Similar firms
Anderson Griggs Investments
RIARock Hill, SC
Lasalle Investment Advisors, Inc.
RIAPewaukee, WI
Panorama Wealth Advisors
RIAGreenwood Village, CO
Garhwal, Chan & Williams Inc.
RIASan Francisco, CA
Arete Wealth Strategists
RIABrisbane
Gibson Financial Solutions, Inc.
RIAEllsworth, ME