Daviman Financial, LLC

RIASEC RegisteredEst. 2024
Total AUM
$234M
Discretionary
$229M
98% of AUM
Avg account
$404K
Accounts
579
Employees
6
Advisory reps
3

Firm details

Headquarters
,
CRD number
285030
Registered since
April 30, 2024
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI52.08%
  • Pension & Profit Sharing Plans30.42%
  • Individuals17.1%
  • Corporations / Businesses0.41%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Daviman Financial, LLC is an independent registered investment adviser and capital allocator that serves both individual and institutional clients. The firm, SEC-registered in 2024 and organized as a limited liability company with individual ownership, combines financial planning and discretionary portfolio management with insurance brokerage services. Its advisory menu covers planning, portfolio management for individuals, small businesses and institutions, selection of third‑party advisers, and pension consulting. Fee arrangements include a percentage of assets under management as well as hourly and fixed fees. Investment activity favors public funds and mutual funds as the primary building blocks for client portfolios, but Daviman Financial also operates as an allocator to external managers and uses third‑party alternatives to complement liquid holdings. The firm does not position itself as an ESG investor and maintains a compact, regionally focused footprint rather than a multi‑state advisory network.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 75%, Exchange Traded Equities 11%, Cash & Cash Equivalents 9%, Other 4%, State & Local Bonds 1%75%
  • Public Funds/Mutual Funds75%
  • Exchange Traded Equities11%
  • Cash & Cash Equivalents9%
  • Other4%
  • State & Local Bonds1%

Owners & executives

1 of 1
  • Rone Davis

    Rone Davis

    Principal and Chief Investment OfficerCRD 4525361

Contacts

2 of 2
  • Brendan Crews

    Brendan Crews

    Portfolio ManagerCRD 5960522

  • Brian McConnell

    Investment Adviser RepresentativeCRD 7913262

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

ETF holdings

1 of 72

Active vs passive

$189M in ETFs

Passive

57%

$108M

Active

19%

$81.2M

ETFProviderStyleCategoryValueShares% of portfolio
STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) ETF (SPYM)State Street$14.8M193,8487.84%

Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth