DAVID VAUGHAN INVESTMENTS, LLC
Firm details
- Headquarters
- PEORIA, Illinois
- CRD number
- 105990
- Registered since
- March 17, 1977
- Website
- www.dviinc.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI69.34%
- Banking / Thrift Institutions10.52%
- Charitable Organizations6.53%
- Pension & Profit Sharing Plans5.97%
- Individuals3.95%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
David Vaughan Investments, LLC is an independent registered investment adviser that combines portfolio management and financial planning for individual and institutional clients. The firm has been SEC-registered since 1977 and operates as a capital allocator, selecting third-party managers in addition to managing portfolios directly. Its advisory services include financial planning, portfolio management for individuals, small businesses and institutions, and the selection of other advisers. Fees are charged as a percentage of assets under management and via fixed-fee arrangements. The firm does not identify as an active ESG investor and lists an industry affiliation with a banking or thrift institution.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities81%
- Investment Grade Corp Bonds9%
- Public Funds/Mutual Funds5%
- Cash & Cash Equivalents4%
- State & Local Bonds1%
Owners & executives
3 of 4LAWRENCE WILLIAMS IV
Chairman, President & CEO PartnerCRD 2254189
ALFREDO RISI
Chief Operating OfficerCRD 5223406
BRIAN CHRISTENSEN
Senior Vice President & CIO PartnerCRD 1643784
Contacts
3 of 31DALTON MELLON
Portfolio ManagerCRD 6070698
Alexis Morey
Assistant Relationship ManagerCRD 7433297
MICHAEL FLAHERTY
Senior Relationship ManagerCRD 5558877
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 69Active vs passive
$347M in ETFs
99%
$343M
1%
$3.8M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE DIVIDEND GROWTH ETF (DGRO) | BlackRock | Passive | Large Value | $39.8M | 566,639 | 11.47% |
Location
PEORIA, IL
PEORIA
Location
PEORIA, IL
Headquartered in PEORIA, IL, in the Midwest of the United States.
- Region
- Midwest
- County
- PEORIA
- Address
- 5823 N Forest Park Dr
- Time zone
- CT (UTC-6)
- Office locations
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