DALY INVESTMENT MANAGEMENT, LLC
Firm details
- Headquarters
- MOUNT PROSPECT, Illinois
- CRD number
- 149980
- Registered since
- June 4, 2026
- Website
- www.dalyinvestment.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- Individuals69.47%
- HNWI30.53%
- Services
- Financial PlanningPortfolio Management for IndividualsPension Consulting
Firm profile
FINTRXOverview
Daly Investment Management, LLC is an independent registered investment adviser organized as a limited liability company and owned by an individual. The firm focuses on serving individual and family clients and offers financial planning, portfolio management for individuals and small businesses, and pension consulting services. Its fee arrangements include asset-based (percentage of AUM) billing as well as hourly and fixed-fee options. The firm does not identify itself as an active ESG investor and does not operate as a capital allocator.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities93%
- State & Local Bonds2%
- Investment Grade Corp Bonds2%
- US Government Bonds1%
- Non-Investment Grade Corp Bonds1%
Owners & executives
1 of 1JOHN DALY
Chief Executive Officer, Wealth ManagerCRD 4133168
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
MOUNT PROSPECT, IL
COOK
Location
MOUNT PROSPECT, IL
Headquartered in MOUNT PROSPECT, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- COOK
- Address
- 930 E Northwest Hwy
- Time zone
- CT (UTC-6)
- Office locations
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