CYPRESS FINANCIAL PLANNING

RIASEC RegisteredEst. 2018
Total AUM
$490M
Discretionary
$343M
70% of AUM
Avg account
$310K
Accounts
1,582
Employees
7
Advisory reps
8

Firm details

Headquarters
HADDON HEIGHTS, New Jersey
CRD number
151014
Registered since
March 26, 2018
Website
www.cypressplanning.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI62.11%
  • Individuals37%
  • Pension & Profit Sharing Plans0.72%
  • Charitable Organizations0.17%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Cypress Financial Planning is an independent registered investment adviser formed as an LLC and SEC-registered in 2018. The firm serves both individuals and families as well as institutional clients, offering financial planning and portfolio management for individuals, small businesses and institutions, along with pension consulting. Its fees combine percentage-of-AUM charges with flat-fee engagements. Cypress does not position itself as a capital allocator and does not market an ESG investment approach.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 76%, Exchange Traded Equities 11%, Investment Grade Corp Bonds 11%, US Government Bonds 1%, Cash & Cash Equivalents 1%76%
  • Public Funds/Mutual Funds76%
  • Exchange Traded Equities11%
  • Investment Grade Corp Bonds11%
  • US Government Bonds1%
  • Cash & Cash Equivalents1%

Owners & executives

1 of 1

  • MICHAEL GAWLIK

    Chief Investment OfficerCRD 4359114

Contacts

3 of 7

  • KURT RUOFF

    Financial PlannerCRD 5432756

  • JAMES WHALEN

    Director of Client RelationsCRD 5876202

  • JEFFREY JONES

    Owner & PrincipalCRD 5348132

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 83

Active vs passive

$341M in ETFs

Passive

93%

$317M

Active

4%

$23.9M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX FUND (VCIT)VanguardPassiveCorporate Bond$37.7M455,13011.05%
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Location

Primary office

HADDON HEIGHTS, NJ

CAMDEN

Location

HADDON HEIGHTS, NJ

Headquartered in HADDON HEIGHTS, NJ, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the Northeast.

Metro area
Philadelphia-Reading-Camden, PA-NJ-DE-MD
Region
Northeast
County
CAMDEN
Address
400 White Horse Pike
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth