Ctc, LLC

Broker-DealerFINRA MemberEst. 1998
Total AUM
Advisory reps
246
Avg account
$0

Firm details

Headquarters
Chicago, Illinois
CRD number
44597
Registered since
March 25, 1998

Firm profile

FINTRX

Overview

Ctc, LLC is a limited liability company that has been SEC-registered since 1998. The firm is listed as owned by a domestic entity and an individual and is categorized as unclassified in the available snapshot. Public filings indicate the organization manages sizable positions in publicly traded equities and exchange-traded funds; beyond those 13F disclosures, the firm did not provide detail about advisory services, fee schedules, or client types. The firm is not identified as an active ESG investor, a multi-state adviser, a pension consultant, a capital allocator, or a related adviser.

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 5
  • Lauren Rauch

    Lauren Rauch

    Chief Operating OfficerCRD 5615472

  • Jessica Gebauer

    Jessica Gebauer

    Chief of StaffCRD 5878688

  • Albert Kim

    Albert Kim

    Chief Compliance OfficerCRD 6183300

Unlock 2 more executives

Contacts

3 of 241
  • Lisa Pope

    ControllerCRD 2200264

  • James Pirkle

    Equity Derivatives TraderCRD 2319080

  • Ryan Hauldren

    TraderCRD 2392188

Unlock 238 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 5

Active vs passive

$430M in ETFs

Passive

100%

$430M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
SPDR S&P 500 ETF TRUST (SPY)State StreetPassiveLarge Blend$201M268,95746.69%

Location

Primary office

Chicago, IL

Cook

Location

Chicago, IL

Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Cook
Address
425 S Financial Pl
Time zone
CT (UTC-6)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth