Ctc, LLC

Broker-DealerFINRA MemberEst. 1998
Total AUM
Advisory reps
244
Avg account
$0

Firm details

Headquarters
Chicago, Illinois
CRD number
44597
Registered since
March 25, 1998

Firm profile

FINTRX

Overview

Ctc, LLC is an SEC-registered limited liability company that has been registered since 1998. The source data classifies the firm as "unclassified" and identifies the owner type as a domestic entity/individual. The filing flags indicate Ctc, LLC is not a capital allocator, is not active on ESG initiatives, and is not designated as a multi-state adviser, pension consultant, or related adviser. The firm did not provide descriptions of its client base, fee schedule, business activities or advisory services in the supplied dataset.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 6
  • Joshua Schubkegel

    Joshua Schubkegel

    Chief Technology OfficerCRD 4565313

  • Lauren Rauch

    Lauren Rauch

    Chief Operating OfficerCRD 5615472

  • Albert Kim

    Albert Kim

    Chief Compliance OfficerCRD 6183300

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Contacts

3 of 238
  • Kevin Cox

    Quantitative TraderCRD 7317898

  • Yashar Aghababaie

    Yashar Aghababaie

    Head of Systematic TradingCRD 5234275

  • Sean Anderson

    Sean Anderson

    EngineerCRD 8162151

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 5

Active vs passive

$430M in ETFs

Passive

100%

$430M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
SPDR S&P 500 ETF TRUST (SPY)State StreetPassiveLarge Blend$201M268,95746.69%

Location

Primary office

Chicago, IL

Cook

Location

Chicago, IL

Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Cook
Address
425 S Financial Pl
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth