CTC, LLC

Broker-DealerFINRA MemberEst. 1998
Total AUM
Advisory reps
239
Avg account
$0

Firm details

Headquarters
CHICAGO, Illinois
CRD number
44597
Registered since
March 25, 1998

Firm profile

FINTRX

Overview

Ctc, LLC is a limited liability company that has been SEC-registered since 1998. Filings identify ownership as a combination of a domestic entity and an individual. Public disclosures provide scant detail about client-facing advisory activities, fee arrangements or business lines; instead the available record centers on large public-equity positions reported on 13F filings. The firm is not identified as an active ESG investor, is not a multi-state adviser, and is not characterized as a capital allocator in the provided data.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 5
  • JOSHUA SCHUBKEGEL

    Chief Technology OfficerCRD 4565313

  • LAUREN RAUCH

    Chief Operating OfficerCRD 5615472

  • Albert Kim

    Chief Compliance OfficerCRD 6183300

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Contacts

3 of 234
  • Kevin Cox

    Quantitative TraderCRD 7317898

  • YASHAR AGHABABAIE

    Head of Systematic TradingCRD 5234275

  • Sean Anderson

    EngineerCRD 8162151

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 4

Active vs passive

$349M in ETFs

Passive

100%

$349M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES SILVER TRUST (SLV)BlackRockPassiveCommodities Focused$244M3,582,61770.04%

Location

Primary office

CHICAGO, IL

COOK

Location

CHICAGO, IL

Headquartered in CHICAGO, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
COOK
Address
425 S Financial Pl
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth