Ctc, LLC

Broker-DealerFINRA MemberEst. 1998
Total AUM
—
Advisory reps
247
Avg account
$0

Firm details

Headquarters
Chicago, Illinois
CRD number
44597
Registered since
March 25, 1998

Firm profile

FINTRX

Overview

Ctc, LLC is organized as a limited liability company and has been SEC-registered since 1998. Public reporting classifies the firm as unclassified and indicates ownership by a domestic entity and individuals. The firm does not present itself as a capital allocator, does not identify as an ESG investor, and is not recorded as a multi-state adviser, pension consultant, or related adviser. FINTRX data provides little descriptive material about the firm’s advisory activities or client focus, but its regulatory filing activity (13F) shows sizable public market positions.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 5
  • Lauren Rauch

    Lauren Rauch

    Chief Operating OfficerCRD 5615472

  • Jessica Gebauer

    Jessica Gebauer

    Chief of StaffCRD 5878688

  • Albert Kim

    Albert Kim

    Chief Compliance OfficerCRD 6183300

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Contacts

3 of 242
  • Lisa Pope

    ControllerCRD 2200264

  • James Pirkle

    Equity Derivatives TraderCRD 2319080

  • Ryan Hauldren

    TraderCRD 2392188

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 5

Active vs passive

$430M in ETFs

Passive

100%

$430M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
SPDR S&P 500 ETF TRUST (SPY)State StreetPassiveLarge Blend$201M268,95746.69%

Location

Primary office

Chicago, IL

Cook

Location

Chicago, IL

Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Cook
Address
425 S Financial Pl
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth