Councilmark Asset Management, LLC

RIASEC RegisteredEst. 2000
Total AUM
$271M
Discretionary
$271M
100% of AUM
Avg account
$2.5M
Accounts
107
Employees
3
Advisory reps
2

Firm details

Headquarters
Knoxville, Tennessee
CRD number
111748
Registered since
August 17, 2000
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI88.85%
  • Corporations / Businesses9.69%
  • Charitable Organizations1.3%
  • Individuals0.16%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Councilmark Asset Management, LLC is an independent, owner-operated RIA organized as an LLC and registered with the SEC since 2000. The firm provides fee-based portfolio management to individuals, families and small businesses as well as to business or institutional accounts. Its compensation model combines AUM-based fees and fixed fees. Councilmark describes a preference for equity exposure, does not position itself as a capital allocator, and is not identified as an active ESG investor or a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 67%, State & Local Bonds 13%, US Government Bonds 11%, Cash & Cash Equivalents 9%67%
  • Exchange Traded Equities67%
  • State & Local Bonds13%
  • US Government Bonds11%
  • Cash & Cash Equivalents9%

Contacts

2 of 2
  • Daniel Pettway

    Managing PartnerCRD 4379101

  • Stanley Erwin

    Partner and Portfolio ManagerCRD 4379103

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 32

Active vs passive

$45.1M in ETFs

Passive

56%

$25.2M

Active

0%

$19.8M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD DIVIDEND APPRECIATION INDEX FUND (VIG)Vanguard$19.8M83,74043.98%

Location

Primary office

Knoxville, TN

Knox

Location

Knoxville, TN

Headquartered in Knoxville, TN, anchoring the Knoxville-Morristown-Sevierville, TN metro in the South.

Metro area
Knoxville-Morristown-Sevierville, TN
Region
South
County
Knox
Address
2607 Kingston Pike
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth