Cottonwood Wealth Strategies, LLC
Firm details
- Headquarters
- Salt Lake City , Utah
- CRD number
- 311272
- Registered since
- November 12, 2020
- Website
- cottonwoodws.com
- Custodians
- WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI49.09%
- Charitable Organizations24.39%
- Individuals23.18%
- Pooled Investment Vehicles3.2%
- Corporations / Businesses0.15%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Cottonwood Wealth Strategies, LLC is an independent, SEC-registered registered investment adviser organized as an LLC and launched in 2020. The firm serves both individual/family and institutional clients and describes itself as a capital allocator that also selects third‑party managers. Its advisory services include financial planning, discretionary portfolio management for individuals and small businesses, management of pooled investment vehicles, pension consulting, and the selection of other advisers. Fee arrangements are flexible and include percentage-of-AUM billing alongside hourly and fixed-fee engagements. Cottonwood does not identify as an active ESG investor and is not registered as a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities50%
- Cash & Cash Equivalents21%
- Private Funds16%
- Public Funds/Mutual Funds10%
- US Government Bonds2%
Owners & executives
1 of 1
Matthew Pappas
Chief Executive OfficerCRD 5704052
Contacts
1 of 1
Thomas Pappas
Co-founder and PresidentCRD 1068522
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 92Active vs passive
$199M in ETFs
84%
$168M
16%
$31M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES US TECHNOLOGY ETF (IYW) | BlackRock | Passive | Technology | $16.3M | 64,798 | 8.22% |
Location
Salt Lake City , UT
Salt Lake
Location
Salt Lake City , UT
Headquartered in Salt Lake City , UT, anchoring the Salt Lake City-Provo-Orem, UT metro in the West.
- Metro area
- Salt Lake City-Provo-Orem, UT
- Region
- West
- County
- Salt Lake
- Address
- 650 S 500 W
- Time zone
- MT (UTC-7)
- Office locations
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