COTTONWOOD WEALTH STRATEGIES, LLC

RIASEC RegisteredEst. 2020
Total AUM
$279M
Discretionary
$271M
97% of AUM
Avg account
$437K
Accounts
638
Employees
5
Advisory reps
2

Firm details

Headquarters
SALT LAKE CITY , Utah
CRD number
311272
Registered since
November 12, 2020
Custodians
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI49.09%
  • Charitable Organizations24.39%
  • Individuals23.18%
  • Pooled Investment Vehicles3.2%
  • Corporations / Businesses0.15%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Cottonwood Wealth Strategies, LLC is an independent, owner-operated registered investment adviser that began SEC registration in 2020. The firm serves both individual and family clients as well as institutional investors and identifies itself as a capital allocator. Its advisory scope includes financial planning, discretionary portfolio management for individuals and pooled vehicles, pension consulting-related services, and the selection of third-party advisers. Fee arrangements are flexible and include percentage-of-assets, hourly, and fixed-fee structures. The firm does not list itself as an active ESG investor and reports a single-state footprint.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 50%, Cash & Cash Equivalents 21%, Private Funds 16%, Public Funds/Mutual Funds 10%, US Government Bonds 2%, Investment Grade Corp Bonds 1%50%
  • Exchange Traded Equities50%
  • Cash & Cash Equivalents21%
  • Private Funds16%
  • Public Funds/Mutual Funds10%
  • US Government Bonds2%

Owners & executives

1 of 1
  • MATTHEW PAPPAS

    Chief Executive OfficerCRD 5704052

Contacts

1 of 1
  • THOMAS PAPPAS

    Co-founder and PresidentCRD 1068522

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 90

Active vs passive

$171M in ETFs

Passive

84%

$143M

Active

16%

$28.1M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES US TECHNOLOGY ETF (IYW)BlackRockPassiveTechnology$11.6M63,8746.76%

Location

Primary office

SALT LAKE CITY , UT

SALT LAKE

Location

SALT LAKE CITY , UT

Headquartered in SALT LAKE CITY , UT, anchoring the Salt Lake City-Provo-Orem, UT metro in the West.

Metro area
Salt Lake City-Provo-Orem, UT
Region
West
County
SALT LAKE
Address
650 S 500 W
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth