COPLEY FINANCIAL GROUP, INC.

RIASEC RegisteredEst. 2020
Total AUM
$331M
Discretionary
$330M
100% of AUM
Avg account
$123K
Accounts
2,690
Employees
8
Advisory reps
10

Firm details

Headquarters
SAN DIEGO, California
CRD number
283070
Registered since
December 14, 2020
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Other
Client types
  • Individuals99.77%
  • HNWI0.23%
Services
Portfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Copley Financial Group, Inc. is an SEC-registered corporate advisory firm that began registration in 2020 and is owned by an individual. The firm serves individual and family clients, acting as a capital allocator and offering fee arrangements that include a percentage of assets under management alongside other fee types. Its business activities include insurance brokerage and other financial product sales, while advisory services emphasize portfolio management for individuals and small businesses and the selection of third‑party advisers. Copley is not positioned as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 51%, Exchange Traded Equities 48%, Cash & Cash Equivalents 1%51%
  • Public Funds/Mutual Funds51%
  • Exchange Traded Equities48%
  • Cash & Cash Equivalents1%

Owners & executives

2 of 2
  • ALAN BUNCE

    Chief Operations Officer & DirectorCRD 2986040

  • MATTHEW COPLEY

    President, CEOCRD 6247665

Contacts

3 of 8
  • Jessica Roth

    Executive Vice PresidentCRD 7562200

  • Athena Zeidler

    Administrative AssistantCRD 8254646

  • MATTHEW KLEIN

    Financial AdvisorCRD 6071470

Unlock 5 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 49

Active vs passive

$143M in ETFs

Passive

74%

$105M

Active

25%

$37.6M

ETFProviderStyleCategoryValueShares% of portfolio
SPDR GOLD MINISHARES TRUST (GLDM)State StreetPassiveCommodities Focused$15.3M164,90310.68%

Location

Primary office

SAN DIEGO, CA

SAN DIEGO

Location

SAN DIEGO, CA

Headquartered in SAN DIEGO, CA, in the West of the United States.

Region
West
County
SAN DIEGO
Address
2650 Camino del Rio N
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth