Copley Financial Group, Inc.
Firm details
- Headquarters
- San Diego, California
- CRD number
- 283070
- Registered since
- December 14, 2020
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Other
- Client types
- Individuals99.77%
- HNWI0.23%
- Services
- Portfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Copley Financial Group, Inc. is a corporation-style, non-independent retail registered investment adviser that primarily serves individual and family clients. The firm is registered with the SEC (since 2020) and reports ownership by an individual. Its client-facing business mixes portfolio management for individuals and small businesses with the selection of third‑party advisers. Copley also operates broker-dealer and insurance brokerage activities and offers other financial-product sales, and it charges fees on a percentage-of-AUM basis along with other fee arrangements. The firm is identified as a capital allocator but does not position itself as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds51%
- Exchange Traded Equities48%
- Cash & Cash Equivalents1%
Owners & executives
2 of 2
Alan Bunce
Chief Operations Officer & DirectorCRD 2986040
Matthew Copley
President, CEOCRD 6247665
Contacts
3 of 9
Jessica Roth
Executive Vice PresidentCRD 7562200
Athena Zeidler
Administrative AssistantCRD 8254646
Matthew Klein
Financial AdvisorCRD 6071470
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 51Active vs passive
$142M in ETFs
62%
$88M
37%
$53.7M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| MAIN SECTOR ROTATION ETF (SECT) | Active | Large Blend | $27.7M | 384,988 | 19.58% |
Location
San Diego, CA
San Diego
Location
San Diego, CA
Headquartered in San Diego, CA, in the West of the United States.
- Region
- West
- County
- San Diego
- Address
- 5898 Copley Dr
- Time zone
- PT (UTC-8)
- Office locations
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