Concorde Financial Resources

RIASEC RegisteredEst. 2018

Total AUM

$231M

Discretionary

$226M

98% of AUM

Avg account

$434K

Accounts

532

Employees

Advisory reps

Firm details

Headquarters: York, South Carolina
CRD number: 117836
Registered since: April 25, 2018
Website: www.concordeplanning.com
Custodians: NATIONAL FINANCIAL SERVICES LLC
Fee structure: Percentage of AUM
Client types: HNWI73.81%
Individuals24.3%
Other1.77%
Corporations / Businesses0.12%
Services: Financial PlanningPortfolio Management for IndividualsPublication of Periodicals

Firm profile

FINTRX

Overview

Concorde Financial Resources is an independent, corporation-structured RIA that registered with the SEC in 2018 and is owned by an individual. The firm serves both individuals/families and institutional clients and charges fees as a percentage of assets under management. Its advisory services include financial planning, portfolio management for individuals and small businesses, and the publication of periodicals or newsletters. In addition to advisory work, the firm operates as a registered representative of a broker‑dealer and as an insurance broker. Concorde does not identify as an active ESG investor and is not a multistate adviser.