COMPASS WEALTH MANAGEMENT, LLC

RIASEC Registered

Total AUM

$98M

Discretionary

$98M

100% of AUM

Avg account

$342K

Accounts

286

Employees

Advisory reps

Firm details

Headquarters: ,
CRD number: 130693
Website: www.compassinvest.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types: HNWI84.37%
Individuals14.28%
Charitable Organizations1.34%
Other0.01%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Compass Wealth Management, LLC is an independent registered investment adviser organized as an LLC that focuses on individual and family clients. The firm acts as a capital allocator and delivers both financial planning and discretionary portfolio management, with services extending to small businesses and institutional/business clients. Its advisory menu includes selection of other advisers, pension consulting services, and educational seminars or workshops, and fees are charged through a combination of percentage-of-AUM, hourly, fixed-fee and other arrangements. Investment activity is centered on public funds and mutual funds as the core sleeve, while the firm maintains direct access to third-party alternative fund managers across several strategies. Compass is not positioned as an ESG-focused manager and is not set up as a multi-state adviser. The firm reports that all advisory assets are managed on a discretionary basis.