COMPASS FINANCIAL GROUP, INC.
Firm details
- Headquarters
- DEERFIELD BEACH, Florida
- CRD number
- 125186
- Registered since
- April 7, 2003
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI94.88%
- Individuals5.12%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Compass Financial Group, Inc. is an independent, owner-operated registered investment adviser that has been SEC-registered since 2003. The firm focuses on individual and family clients, offering financial planning and portfolio management tailored to individuals and small businesses. Its fees combine a percentage of assets under management with hourly and fixed-fee engagements, allowing flexibility for planning-only or hybrid arrangements. The firm acts as a capital allocator, deploying client capital into both public funds and third-party alternative managers. Compass is not positioned as an ESG-focused advisor, does not operate as a multistate adviser, and does not identify as a pension consultant or related adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds92%
- Other4%
- State & Local Bonds3%
- Exchange Traded Equities1%
Owners & executives
1 of 1JAY SHEIN
Chief Investment OfficerCRD 1741677
Contacts
3 of 3BLAIR SHEIN
Vice PresidentCRD 4646254
STACEY BEVERLEY
Registered ParaplannerCRD 4678448
Leslie Shein
CRD 8238288
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 54Active vs passive
$257M in ETFs
67%
$172M
30%
$84.9M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $30.1M | 46,055 | 11.69% |
Location
DEERFIELD BEACH, FL
BROWARD
Location
DEERFIELD BEACH, FL
Headquartered in DEERFIELD BEACH, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.
- Metro area
- Miami-Port St. Lucie-Fort Lauderdale, FL
- Region
- South
- County
- BROWARD
- Address
- 665 SE 10th St
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
GLOBAL WEALTH MANAGEMENT, L.C.
RIADEERFIELD BEACH, FL
CARUSO AND COMPANY, P.A., CERTIFIED PUBLIC ACCOUNTANTS
RIADEERFIELD BEACH, FL
COURTESY INVESTMENT ADVISORY SERVICES LLC
RIADEERFIELD BEACH, FL
CASTLE WEALTH MANAGEMENT
RIABOYNTON BEACH, FL
AGIS MANAGEMENT LLC
RIACLEARWATER, FL
HAVEN PRIVATE
RIAORLANDO, FL